Joseph Serrapede has been an investment adviser representative at Northwind Financial since June 2026, and is not listed among the firm’s executive officers or direct owners. Joseph Serrapede studied Linfield University at Japanese major.
Northwind Financial LLC is a Bend, OR firm with $142M under management, 168 clients and 2 advisers in one office, as of its August 2026 filing.
Joseph Serrapede is Financial Advisor of Northwind Financial LLC. He has been an Investment Advisor Representative at Northwind Financial LLC since June 2026, and before that at Capstone Wealth Management Group LLC from 2023 to June 2026.
Joseph Serrapede’s longest registration was 2 years at Capstone Wealth Management Group, LLC (2023–2026). Before joining Northwind Financial in 2026, Joseph Serrapede was registered through Capstone Wealth Management Group, LLC.
- Northwind Financial LLCCurrent– present · under a yearBend, OR · Adviser representative · Firm CRD 342069
- Capstone Wealth Management Group, LLC– · 2 yearsBend, OR · Adviser representative · Firm CRD 128097
Investment adviser representative registrations
Joseph Serrapede is registered as an investment adviser representative in Oregon, since June 2026.
- OregonSince 25 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph John Serrapede
- CRD
- 7832203
- Firm
- Northwind Financial · CRD 342069
- Office
- 2445 NE DIVISION ST, STE 204, Bend, OR 97703-3568
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northwindfinancial.net
Where does Joseph Serrapede work?
Joseph Serrapede is an investment adviser representative registered through Northwind Financial LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Serrapede a financial advisor?
Yes. Joseph Serrapede has a current investment-adviser registration in Oregon, through Northwind Financial since June 2026.
How many years of experience does Joseph Serrapede have?
Joseph Serrapede has 2 years in the financial industry, since November 2023, across 2 adviser firms.
What exams has Joseph Serrapede passed?
Joseph Serrapede passed the Series 65 in August 2023.
Where is Joseph Serrapede based?
Joseph Serrapede’s registered office is in Bend, OR.
Is Joseph Serrapede registered with FINRA?
No. Joseph Serrapede has no current broker registration.
How can I verify Joseph Serrapede’s record?
Search CRD 7832203 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Serrapede’s full registration record.