Bradley Boeck has been Owner of Northwind Financial since January 2006, is a control person of the firm and directly owns 75% or more of it. Bradley Boeck holds a Degree in Economics from the University of California, Santa Barbara.
Northwind Financial LLC is a Bend, OR firm with $142M under management, 168 clients and 2 advisers in one office, as of its August 2026 filing.
Bradley J. Boeck is Owner / Investment Advisor of Northwind Financial LLC, based in Bend, Oregon. He has more than 25 years of experience in the financial services industry and is an active member of the Financial Planning Association.
Bradley Boeck’s longest registration was 17 years at Syndicated Capital, Inc. (2009–2026). Before joining Northwind Financial in 2026, Bradley Boeck was registered through Syndicated Capital, Inc. and Country Trust Bank.
- Northwind Financial LLCCurrent– present · under a yearBend, OR · Adviser representative · Firm CRD 342069
- Syndicated Capital, Inc.– · 17 yearsBend, OR · Adviser representative · Firm CRD 29037
- Country Trust Bank– · 2 yearsBeaverton, OR · Adviser representative · Firm CRD 109487
Professional designations
Listed by Northwind Financial
- Chartered Financial Consultant (ChFC)
Investment adviser representative registrations
Bradley Boeck is registered as an investment adviser representative in 2 states. The first approvals date from June 2026; the most recent is Washington, in August 2026.
- OregonSince 30 June 2026
- WashingtonSince 31 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 27 April 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 June 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Bradley Jason Boeck
- CRD
- 4537399
- Firm
- Northwind Financial · CRD 342069
- Role
- Owner
- Office
- 2445 NE DIVISION ST, STE 204, Bend, OR 97703-3568
- Registration
- Investment adviser registration
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northwindfinancial.net
Where does Bradley Boeck work?
Bradley Boeck has been Owner of Northwind Financial LLC since January 2006, and is a control person of the firm.
Is Bradley Boeck a financial advisor?
Yes. Bradley Boeck has a current investment-adviser registration in Oregon and Washington, through Northwind Financial since June 2026.
How many years of experience does Bradley Boeck have?
Bradley Boeck has 24 years in the financial industry, since September 2002, across 3 adviser firms.
What exams has Bradley Boeck passed?
Bradley Boeck has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in June 2002. FINRA credited Bradley Boeck with the SIE, which began in October 2018.
Where did Bradley Boeck work before Northwind Financial?
Before Northwind Financial, Bradley Boeck was registered through Country Trust Bank, April 2005 to July 2007.
Where is Bradley Boeck based?
Bradley Boeck’s registered office is in Bend, OR.
Is Bradley Boeck registered with FINRA?
No. Bradley Boeck has no current broker registration.
How can I verify Bradley Boeck’s record?
Search CRD 4537399 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Boeck’s full registration record.