Joseph Sera has been an investment adviser representative at Sera Capital Management Limited Liability since April 2021, and is not listed among the firm’s executive officers or direct owners.
Sera Capital Management Limited Liability Company is an Annapolis, MD firm with $114M under management, 74 clients and 5 advisers across 3 offices, as of its June 2026 filing.
- Sera Capital Management, LLCCurrent– present · 5 yearsAnnapolis, MD · Adviser representative · Firm CRD 120896
Investment adviser representative registrations
Joseph Sera is registered as an investment adviser representative in Maryland, since April 2021.
- MarylandSince 19 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 April 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Anthony Sera
- CRD
- 7360459
- Firm
- Sera Capital Management Limited Liability · CRD 120896
- Office
- 1910 TOWNE CENTRE BLVD, SUITE 250, Annapolis, MD 21401
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Sera work?
Joseph Sera is an investment adviser representative registered through Sera Capital Management Limited Liability Company since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Sera a financial advisor?
Yes. Joseph Sera has a current investment-adviser registration in Maryland, through Sera Capital Management Limited Liability since April 2021.
How many years of experience does Joseph Sera have?
Joseph Sera has 5 years in the financial industry, since April 2021, across 1 adviser firm.
What exams has Joseph Sera passed?
Joseph Sera passed the Series 65 in April 2021.
Where is Joseph Sera based?
Joseph Sera’s registered office is in Annapolis, MD.
Is Joseph Sera registered with FINRA?
No. Joseph Sera has no current broker registration.
How can I verify Joseph Sera’s record?
Search CRD 7360459 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Sera’s full registration record.
