Joseph Schwartz has been an investment adviser representative at Markle Financial since October 2024, and is not listed among the firm’s executive officers or direct owners. Joseph Schwartz holds a Bachelor's degree in Economics from the University of Wyoming.
Markle Financial LLC is a Laramie, WY firm with $141M under management, 265 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Joe Schwartz is Investment Advisor Representative of Markle Financial, based in Laramie, WY. He joined the firm in May 2023 as an intern and transitioned to a full-time Advisor Associate. He supports the advisory team through financial planning preparation, data analysis and client service coordination.
Investment adviser representative registrations
Joseph Schwartz is registered as an investment adviser representative in 3 states. The first approvals date from October 2024; the most recent are Colorado and Texas, in June 2026.
- ColoradoSince 23 June 2026
- TexasSince 23 June 2026
- WyomingSince 11 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 October 2024 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7902185
- Firm
- Markle Financial · CRD 302088
- Registration
- Investment adviser registration
- In the industry since
- October 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- marklefinancial.com
Where does Joseph Schwartz work?
Joseph Schwartz is an investment adviser representative registered through Markle Financial LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Schwartz a financial advisor?
Yes. Joseph Schwartz has a current investment-adviser registration in Colorado, Texas and Wyoming, through Markle Financial since October 2024.
How many years of experience does Joseph Schwartz have?
Joseph Schwartz has 2 years in the financial industry, since October 2024, across 1 adviser firm.
What exams has Joseph Schwartz passed?
Joseph Schwartz passed the Series 65 in October 2024.
Is Joseph Schwartz registered with FINRA?
No. Joseph Schwartz has no current broker registration.
How can I verify Joseph Schwartz’s record?
Search CRD 7902185 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Schwartz’s full registration record.
