Shannon Markle has been Managing Member of Markle Financial since May 2015, is a control person of the firm and directly owns 75% or more of it.
Markle Financial LLC is a Laramie, WY firm with $141M under management, 265 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Shannon Markle is Founder & President of Markle Financial, based in Laramie, WY. Markle has worked directly with clients in the financial industry for 20 years and has been a business owner of various entities since 1991.
Shannon Markle’s longest registration was 8 years at Cambridge Investment Research Advisors, Inc. (2011–2019). Before joining Markle Financial in 2019, Shannon Markle was registered through Cambridge Investment Research Advisors, Inc. and Cuna Brokerage Services, Inc.
- Markle Financial LLCCurrent– present · 7 yearsLaramie, WY · Adviser representative · Firm CRD 302088
- Cambridge Investment Research Advisors, Inc.– · 8 yearsLaramie, WY · Adviser representative · Firm CRD 134139
- Cuna Brokerage Services, Inc.– · 5 yearsLaramie, WY · Adviser representative · Firm CRD 13941
Professional designations
Listed by Markle Financial
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Shannon Markle is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2019; the most recent is Texas, in February 2023.
- TexasResidentSince 10 February 2023
- WyomingSince 28 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 April 2002 |
| Series 7 | General Securities Representative Examination | 20 April 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 March 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Shannon Michael Markle
- CRD
- 4358151
- Firm
- Markle Financial · CRD 302088
- Role
- Managing Member
- Office
- 506 S. 21ST. ST. SUITE 101, Laramie, WY 82070
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- marklefinancial.com
Where does Shannon Markle work?
Shannon Markle has been Managing Member of Markle Financial LLC since May 2015, and is a control person of the firm.
Is Shannon Markle a financial advisor?
Yes. Shannon Markle has a current investment-adviser registration in Texas and Wyoming, through Markle Financial since June 2019.
How many years of experience does Shannon Markle have?
Shannon Markle has 25 years in the financial industry, since March 2001, across 3 adviser firms.
What exams has Shannon Markle passed?
Shannon Markle has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2001. FINRA credited Shannon Markle with the SIE, which began in October 2018.
Where did Shannon Markle work before Markle Financial?
Before Markle Financial, Shannon Markle was registered through Cuna Brokerage Services, Inc., December 2005 to June 2011.
Where is Shannon Markle based?
Shannon Markle’s registered office is in Laramie, WY.
Is Shannon Markle registered with FINRA?
No. Shannon Markle has no current broker registration.
How can I verify Shannon Markle’s record?
Search CRD 4358151 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shannon Markle’s full registration record.
