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Joseph Rice

Clo at Arrowmark Colorado Holdings

Officer recordForm ADV filed 31 March 2026

Joseph Rice is Clo of Arrowmark Colorado Holdings, LLC, a Denver investment adviser.

Career

Joseph Rice has been Clo of Arrowmark Colorado Holdings since March 2021. Joseph Rice is a control person of the firm and directly owns under 5% of it.

Arrowmark Colorado Holdings, LLC is a Denver, CO firm with $21B under management, 138 clients and 41 advisers across 3 offices, as of its March 2026 filing.

A December 2025 SEC offering notice listed Joseph Blake Rice as General Counsel/Managing Director of ArrowMark Partners.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Joseph Rice is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Joseph Rice
CRD
5483756
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Joseph Rice work?

Joseph Rice has been Clo of Arrowmark Colorado Holdings, LLC since March 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Arrowmark Colorado Holdings

Sources

  1. IAPD individual lookup, CRD 5483756. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Arrowmark Colorado Holdings, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. SEC Form D — ArrowMark CRE Structured Finance Main Fund II LP. Biography.

Retrieved 18 October 2026. The SEC record may have been amended since.

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