Joseph Perfilio has been President and Chief Compliance Officer of Integrated Capital Management since March 2009, is a control person of the firm and directly owns between 50% and 75% of it. Joseph Perfilio holds a Bachelor of Science in Finance from the University of Scranton and a Bachelor of Arts in Philosophy from the University of Scranton.
Integrated Capital Management, Inc. is a Jessup, PA firm with $232M under management, 926 clients and 5 advisers in one office, as of its March 2026 filing.
Joseph C. Perfilio is Chief Executive Officer of Integrated Capital Management. He is co-founder of the firm and a member of its investment committee. He began his career as Director of Investments for a regional investment firm, a role he held for over 10 years, and later began his own private wealth management firm, Clayton Perfilio, Ltd., where he served as President.
Joseph Perfilio’s longest registration is the current one, 17 years at Integrated Capital Management since 2009. Before joining Integrated Capital Management in 2009, Joseph Perfilio was registered through Clayton Perfilio, LTD. and FSC Securities Corporation.
- – present · 17 yearsKamas, UT · Adviser representative · Firm CRD 149489
- Clayton Perfilio, LTD.– · 15 yearsScranton, PA · Adviser representative · Firm CRD 133426
- FSC Securities Corporation– · 15 yearsScranton, PA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Joseph Perfilio is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2009; the most recent is Utah, in May 2025.
- PennsylvaniaSince 30 April 2009
- TexasResidentSince 11 February 2015
- UtahSince 8 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 4 March 2003 |
| Series 4 | Registered Options Principal Examination | 12 December 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 June 1998 |
| Series 27 | Financial and Operations Principal Examination | 3 November 1997 |
| Series 24 | General Securities Principal Examination | 9 January 1997 |
| Series 7 | General Securities Representative Examination | 16 February 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 February 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 1994 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Joseph Clayton Perfilio
- CRD
- 2421822
- Firm
- Integrated Capital Management · CRD 149489
- Role
- President and Chief Compliance Officer
- Office
- Kamas, UT
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- icm-invest.com
Where does Joseph Perfilio work?
Joseph Perfilio has been President and Chief Compliance Officer of Integrated Capital Management, Inc. since March 2009, and is a control person of the firm.
Is Joseph Perfilio a financial advisor?
Yes. Joseph Perfilio has a current investment-adviser registration in Pennsylvania, Texas and Utah, through Integrated Capital Management since April 2009.
How many years of experience does Joseph Perfilio have?
Joseph Perfilio has 29 years in the financial industry, since July 1997, across 3 adviser firms.
What exams has Joseph Perfilio passed?
Joseph Perfilio has passed 8 licensing exams: the Series 63, Series 6, Series 7, Series 24, Series 27, Series 65, Series 4 and Series 51. The earliest, the Series 63, was passed in February 1994.
Where is Joseph Perfilio based?
Joseph Perfilio’s registered office is in Kamas, UT.
Is Joseph Perfilio registered with FINRA?
No. Joseph Perfilio has no current broker registration.
How can I verify Joseph Perfilio’s record?
Search CRD 2421822 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Perfilio’s full registration record.