Joseph Maxey has been an investment adviser representative at Trademark Capital Management since November 2022, and is not listed among the firm’s executive officers or direct owners.
Trademark Capital Management Inc. is a Watkinsville, GA firm with $151M under management, 339 clients and 4 advisers across 4 offices, as of its September 2026 filing.
Joseph Maxey’s longest registration was 4 years at Trademark Capital Management Inc (2011–2015). Before joining Trademark Capital Management in 2022, Joseph Maxey was registered through Zacks Investment Management, Inc. and Independent Financial Partners.
- – present · 3 yearsWatkinsville, GA · Adviser representative · Firm CRD 214512
- Zacks Investment Management, Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 110897
- Independent Financial Partners– · 3 yearsBishop, GA · Adviser representative · Firm CRD 125112
- – · 3 yearsWatkinsville, GA · Adviser representative · Firm CRD 214512
- Trademark Capital Management Inc– · 4 yearsWatkinsville, GA · Adviser representative · Firm CRD 110237
- Athens Capital Group, LLC– · under a yearBogart, GA · Adviser representative · Firm CRD 142752
Investment adviser representative registrations
Joseph Maxey is registered as an investment adviser representative in Georgia, since November 2022.
- GeorgiaSince 22 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Glenn Maxey
- CRD
- 5799816
- Firm
- Trademark Capital Management · CRD 214512
- Office
- 1551 JENNINGS MILL ROAD, SUITE 1200A, Watkinsville, GA 30677
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Maxey work?
Joseph Maxey is an investment adviser representative registered through Trademark Capital Management Inc. since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Maxey a financial advisor?
Yes. Joseph Maxey has a current investment-adviser registration in Georgia, through Trademark Capital Management since November 2022.
How many years of experience does Joseph Maxey have?
Joseph Maxey has 15 years in the financial industry, since November 2010, across 5 adviser firms.
What exams has Joseph Maxey passed?
Joseph Maxey passed the Series 65 in November 2010.
Where did Joseph Maxey work before Trademark Capital Management?
Before Trademark Capital Management, Joseph Maxey was registered through Independent Financial Partners, November 2018 to March 2022; Trademark Capital Management Inc (CRD 110237), April 2011 to September 2015; Athens Capital Group, LLC, November 2010 to April 2011.
Where is Joseph Maxey based?
Joseph Maxey’s registered office is in Watkinsville, GA.
Is Joseph Maxey registered with FINRA?
No. Joseph Maxey has no current broker registration.
How can I verify Joseph Maxey’s record?
Search CRD 5799816 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Maxey’s full registration record.
