Joseph Maltese has been an investment adviser representative at Allegiance Financial Advisors since January 2008, and is not listed among the firm’s executive officers or direct owners.
Allegiance Financial Advisors, Inc. is a Jacksonville, FL firm with $182M under management, 338 clients and 6 advisers in one office, as of its February 2026 filing.
Joseph J. Maltese joined Allegiance Financial Advisors as an Investment Advisor Representative in 2008 and is a member of its Investment Committee. He was named Vice President in 2009. In 1995 he joined Signator Investors, Inc. as a Registered Representative and John Hancock as an Agent, and in 1999 he became an Investment Advisor Representative.
- – present · 18 yearsJacksonville, FL · Adviser representative · Firm CRD 127293
Designations and memberships
Listed by Allegiance Financial Advisors
- Certified Financial Planner (CFP)
- Chartered Financial Consultant (ChFC)
- Chartered Life Underwriter (CLU)
- Life Underwriter Training Council Fellow (LUTCF)
Investment adviser representative registrations
Joseph Maltese is registered as an investment adviser representative in 2 states. The first approvals date from January 2008; the most recent is Georgia, in November 2016.
- FloridaSince 11 January 2008
- GeorgiaSince 22 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 November 2007 |
| Series 51 | Municipal Fund Securities Principal Examination | 1 November 2007 |
| Series 24 | General Securities Principal Examination | 10 August 2007 |
| Series 7 | General Securities Representative Examination | 27 July 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 2005 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 August 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 May 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph James Maltese
- CRD
- 2615850
- Firm
- Allegiance Financial Advisors · CRD 127293
- Office
- 3112 ST. JOHNS BLUFF ROAD SOUTH, Jacksonville, FL 32246-3712
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- allegianceadvisors.com
Where does Joseph Maltese work?
Joseph Maltese is an investment adviser representative registered through Allegiance Financial Advisors, Inc. since January 2008, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Maltese a financial advisor?
Yes. Joseph Maltese has a current investment-adviser registration in Florida and Georgia, through Allegiance Financial Advisors since January 2008.
How many years of experience does Joseph Maltese have?
Joseph Maltese has 31 years in the financial industry, since May 1995, across 1 adviser firm.
What exams has Joseph Maltese passed?
Joseph Maltese has passed 7 licensing exams: the Series 6, Series 26, Series 63, Series 7, Series 24, Series 51 and Series 66. The earliest, the Series 6, was passed in May 1995. FINRA credited Joseph Maltese with the SIE, which began in October 2018.
Where is Joseph Maltese based?
Joseph Maltese’s registered office is in Jacksonville, FL.
Is Joseph Maltese registered with FINRA?
Yes. Joseph Maltese has a current broker registration, under CRD 2615850.
Source: FINRA BrokerCheck
Is Joseph Maltese a CFP?
Allegiance Financial Advisors lists Joseph Maltese with the CFP credential (“Certified Financial Planner (CFP)”) on its website. CFP Board confirms certification status.
Source: Joseph J. Maltese, CFP, ChFC, CLU biography, allegianceadvisors.com
How can I verify Joseph Maltese’s record?
Search CRD 2615850 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Maltese’s full registration record.