Tammara Toton has been Chief Compliance Officer of Allegiance Financial Advisors since January 2015, is a control person of the firm and directly owns under 5% of it.
Allegiance Financial Advisors, Inc. is a Jacksonville, FL firm with $182M under management, 338 clients and 6 advisers in one office, as of its February 2026 filing.
- – present · 19 yearsJacksonville, FL · Adviser representative · Firm CRD 127293
Investment adviser representative registrations
Tammara Toton is registered as an investment adviser representative in 2 states. The first approvals date from June 2007; the most recent is Georgia, in August 2007.
- FloridaSince 21 June 2007
- GeorgiaSince 31 August 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 1 August 2017 |
| Series 24 | General Securities Principal Examination | 13 August 2014 |
| Series 7 | General Securities Representative Examination | 27 October 2011 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 January 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 January 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tammara Ann Toton
- CRD
- 4544032
- Firm
- Allegiance Financial Advisors · CRD 127293
- Role
- Chief Compliance Officer
- Office
- 3112 ST. JOHNS BLUFF ROAD SOUTH, Jacksonville, FL 32246-3712
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tammara Toton work?
Tammara Toton has been Chief Compliance Officer of Allegiance Financial Advisors, Inc. since January 2015, and is a control person of the firm.
Is Tammara Toton a financial advisor?
Yes. Tammara Toton has a current investment-adviser registration in Florida and Georgia, through Allegiance Financial Advisors since June 2007.
How many years of experience does Tammara Toton have?
Tammara Toton has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Tammara Toton passed?
Tammara Toton has passed 6 licensing exams: the Series 6, Series 65, Series 26, Series 7, Series 24 and Series 51. The earliest, the Series 6, was passed in January 2003. FINRA credited Tammara Toton with the SIE, which began in October 2018.
Where is Tammara Toton based?
Tammara Toton’s registered office is in Jacksonville, FL.
Is Tammara Toton registered with FINRA?
Yes. Tammara Toton has a current broker registration, under CRD 4544032.
Source: FINRA BrokerCheck
How can I verify Tammara Toton’s record?
Search CRD 4544032 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tammara Toton’s full registration record.