Joseph Lepore has been an investment adviser representative at WinCap Financial since May 2024, and is not listed among the firm’s executive officers or direct owners.
Wincap Financial LLC is a Boston, MA firm with $223M under management, 270 clients and 6 advisers across 7 offices, as of its June 2026 filing.
Joseph Lepore’s longest registration was 5 years at Edward Jones (2018–2024). Before joining WinCap Financial in 2024, Joseph Lepore was registered through Edward Jones.
- Calton & Associates, Inc.– · 1 yearPeabody, MA · Adviser representative · Firm CRD 20999
- Edward Jones– · 5 yearsPeabody, MA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Joseph Lepore is registered as an investment adviser representative in Massachusetts, since May 2024.
- MassachusettsSince 13 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 September 2018 |
| Series 7 | General Securities Representative Examination | 28 August 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6983193
- Firm
- WinCap Financial · CRD 315798
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Lepore work?
Joseph Lepore is an investment adviser representative registered through Wincap Financial LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Lepore a financial advisor?
Yes. Joseph Lepore has a current investment-adviser registration in Massachusetts, through WinCap Financial since May 2024.
How many years of experience does Joseph Lepore have?
Joseph Lepore has 8 years in the financial industry, since August 2018, across 3 adviser firms.
What exams has Joseph Lepore passed?
Joseph Lepore has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2018. FINRA credited Joseph Lepore with the SIE, which began in October 2018.
Is Joseph Lepore registered with FINRA?
No. Joseph Lepore has no current broker registration.
How can I verify Joseph Lepore’s record?
Search CRD 6983193 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Lepore’s full registration record.