Joseph Gauvin has been an investment adviser representative at Stonehearth Capital Management since June 2022, and is not listed among the firm’s executive officers or direct owners.
Stonehearth Capital Management LLC is a Danvers, MA firm with $425M under management, 490 clients and 5 advisers in one office, as of its March 2026 filing.
Joseph Gauvin’s longest registration was 5 years at Commonwealth Financial Network (2015–2021). Before joining Stonehearth Capital Management in 2022, Joseph Gauvin was registered through Sandy Cove Advisors, LLC and GW & Wade, LLC.
- – present · 4 yearsDanvers, MA · Adviser representative · Firm CRD 128866
- Sandy Cove Advisors, LLC– · under a yearHingham, MA · Adviser representative · Firm CRD 152482
- GW & Wade, LLC– · 1 yearWellesley, MA · Adviser representative · Firm CRD 105394
- Commonwealth Financial Network– · 5 yearsNeedham, MA · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Joseph Gauvin is registered as an investment adviser representative in 2 states. The first approvals date from June 2022; the most recent is Texas, in August 2022.
- MassachusettsSince 16 June 2022
- TexasSince 5 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 26 June 2024 |
| Series 7TO | General Securities Representative Examination | 26 June 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 June 2015 |
| Series 7 | General Securities Representative Examination | 8 January 2015 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6128554
- Firm
- Stonehearth Capital Management · CRD 128866
- Office
- 100 CONIFER HILL DRIVE, STE 105, Danvers, MA 01923
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Gauvin work?
Joseph Gauvin is an investment adviser representative registered through Stonehearth Capital Management LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Gauvin a financial advisor?
Yes. Joseph Gauvin has a current investment-adviser registration in Massachusetts and Texas, through Stonehearth Capital Management since June 2022.
How many years of experience does Joseph Gauvin have?
Joseph Gauvin has 11 years in the financial industry, since March 2015, across 4 adviser firms.
What exams has Joseph Gauvin passed?
Joseph Gauvin has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 7TO. The earliest, the Series 7, was passed in January 2015. FINRA credited Joseph Gauvin with the SIE, which began in October 2018.
Where did Joseph Gauvin work before Stonehearth Capital Management?
Before Stonehearth Capital Management, Joseph Gauvin was registered through Sandy Cove Advisors, LLC, January 2022 to April 2022; GW & Wade, LLC, January 2021 to January 2022; Commonwealth Financial Network, June 2015 to January 2021.
Where is Joseph Gauvin based?
Joseph Gauvin’s registered office is in Danvers, MA.
Is Joseph Gauvin registered with FINRA?
No. Joseph Gauvin has no current broker registration.
How can I verify Joseph Gauvin’s record?
Search CRD 6128554 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Gauvin’s full registration record.
