Jamie Upson has been Managing Member, Chief Compliance Officer, President & CEO of Stonehearth Capital Management since January 2017, is a control person of the firm and directly owns 75% or more of it. Jamie Upson studied at Saint Anselm College.
Stonehearth Capital Management LLC is a Danvers, MA firm with $425M under management, 490 clients and 5 advisers in one office, as of its March 2026 filing.
Jamie A. Upson is Senior Financial Advisor & Owner of Stonehearth Capital Management LLC, based in Danvers, MA. He joined the firm in 2000 and spent 11 years co-managing client portfolios and building, analyzing and monitoring client financial plans. He purchased the firm in 2017 and now serves as its President and CEO.
Jamie Upson’s longest registration is the current one, 21 years at Stonehearth Capital Management since 2005. Before joining Stonehearth Capital Management in 2005, Jamie Upson was registered through Commonwealth Financial Network.
- – present · 21 yearsDanvers, MA · Adviser representative · Firm CRD 128866
- Commonwealth Financial Network– · 5 yearsDanvers, MA · Adviser representative · Firm CRD 8032
Professional designations
Listed by Stonehearth Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jamie Upson is registered as an investment adviser representative in 2 states. The first approvals date from January 2005; the most recent is Texas, in January 2008.
- MassachusettsSince 31 January 2005
- TexasSince 2 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 1999 |
| Series 7 | General Securities Representative Examination | 22 November 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jamie Allen Upson
- CRD
- 4046712
- Firm
- Stonehearth Capital Management · CRD 128866
- Role
- Managing Member, Chief Compliance Officer, President & CEO
- Office
- 100 CONIFER HILL DRIVE, STE 105, Danvers, MA 01923
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stonehearthcapital.com
Where does Jamie Upson work?
Jamie Upson has been Managing Member, Chief Compliance Officer, President & CEO of Stonehearth Capital Management LLC since January 2017, and is a control person of the firm.
Is Jamie Upson a financial advisor?
Yes. Jamie Upson has a current investment-adviser registration in Massachusetts and Texas, through Stonehearth Capital Management since January 2005.
How many years of experience does Jamie Upson have?
Jamie Upson has 22 years in the financial industry, since April 2004, across 2 adviser firms.
What exams has Jamie Upson passed?
Jamie Upson has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 1999.
Where is Jamie Upson based?
Jamie Upson’s registered office is in Danvers, MA.
Is Jamie Upson registered with FINRA?
No. Jamie Upson has no current broker registration.
Is Jamie Upson a CFP?
Stonehearth Capital Management lists Jamie Upson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jamie Upson’s record?
Search CRD 4046712 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jamie Upson’s full registration record.