Joseph Gandolfo has been an investment adviser representative at Factory Capital since July 2026, and is not listed among the firm’s executive officers or direct owners.
Factory Capital LLC is a Los Angeles, CA firm with $103M under management, 26 clients and 4 advisers in one office, as of its August 2026 filing.
- Factory Capital LLCCurrent– present · under a yearAtlanta, GA · Adviser representative · Firm CRD 341250
Investment adviser representative registrations
Joseph Gandolfo is registered as an investment adviser representative in Georgia, since July 2026.
- GeorgiaSince 13 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 87 | Research Analyst Exam - Part II Regulations Module | 19 September 2022 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 12 September 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 2022 |
| Series 7TO | General Securities Representative Examination | 22 August 2022 |
| SIE | Securities Industry Essentials Examination | 20 June 2021 |
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Robert Gandolfo
- CRD
- 7590426
- Firm
- Factory Capital · CRD 341250
- Office
- Atlanta, GA
- Registration
- Investment adviser registration
- In the industry since
- June 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Gandolfo work?
Joseph Gandolfo is an investment adviser representative registered through Factory Capital LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Gandolfo a financial advisor?
Yes. Joseph Gandolfo has a current investment-adviser registration in Georgia, through Factory Capital since July 2026.
How many years of experience does Joseph Gandolfo have?
Joseph Gandolfo has 2 years in the financial industry, since June 2024, across 1 adviser firm.
What exams has Joseph Gandolfo passed?
Joseph Gandolfo has passed 5 licensing exams: the SIE, Series 7TO, Series 63, Series 86 and Series 87. The earliest, the SIE, was passed in June 2021.
Where is Joseph Gandolfo based?
Joseph Gandolfo’s registered office is in Atlanta, GA.
Is Joseph Gandolfo registered with FINRA?
No. Joseph Gandolfo has no current broker registration.
How can I verify Joseph Gandolfo’s record?
Search CRD 7590426 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Gandolfo’s full registration record.