Joseph Cellitti has been an investment adviser representative at Herbert J. Sims Capital Management since February 2025, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Joseph Cellitti’s longest registration was 6 years at Argentis Advisors, Inc. (2018–2024). Before joining Herbert J. Sims Capital Management in 2025, Joseph Cellitti was registered through Argentis Advisors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 1 yearMorristown, NJ · Adviser representative · Firm CRD 134510
- Argentis Advisors, Inc.– · 6 yearsMorristown, NJ · Adviser representative · Firm CRD 164205
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearFlorham Park, NJ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Joseph Cellitti is registered as an investment adviser representative in New Jersey, since February 2025.
- New JerseySince 3 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 September 2016 |
| Series 7 | General Securities Representative Examination | 11 August 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Michael Cellitti
- CRD
- 6356889
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 163 MADISON AVENUE, SUITE 408, Morristown, NJ 07960
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joseph Cellitti work?
Joseph Cellitti is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Cellitti a financial advisor?
Yes. Joseph Cellitti has a current investment-adviser registration in New Jersey, through Herbert J. Sims Capital Management since February 2025.
How many years of experience does Joseph Cellitti have?
Joseph Cellitti has 10 years in the financial industry, since February 2016, across 3 adviser firms.
What exams has Joseph Cellitti passed?
Joseph Cellitti has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2014. FINRA credited Joseph Cellitti with the SIE, which began in October 2018.
Where did Joseph Cellitti work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Joseph Cellitti was registered through Argentis Advisors, Inc., April 2018 to December 2024; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2016 to January 2018.
Where is Joseph Cellitti based?
Joseph Cellitti’s registered office is in Morristown, NJ.
Is Joseph Cellitti registered with FINRA?
Yes. Joseph Cellitti has a current broker registration, under CRD 6356889.
Source: FINRA BrokerCheck
How can I verify Joseph Cellitti’s record?
Search CRD 6356889 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Cellitti’s full registration record.
