Joseph Allen has been Shareholder of Lane Brothers & Co since February 2024, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Lane Brothers & Co Inc is a Prescott, AZ firm with $240M under management, 342 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Joseph Allen’s longest registration was 3 years at Edward Jones (2019–2022).
- Allen Financial PartnersAlso current– present · under a yearPrescott, AZ · Adviser representative · Firm CRD 342928
- CWM, LLC– · 2 yearsPrescott, AZ · Adviser representative · Firm CRD 155344
- Cetera Advisor Networks LLC– · under a yearPrescott, AZ · Adviser representative · Firm CRD 13572
- Edward Jones– · 3 yearsPrescott Valley, AZ · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Joseph Allen is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in August 2026.
- ArizonaSince 31 August 2026
- TexasResidentSince 3 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 February 2019 |
| Series 7TO | General Securities Representative Examination | 28 January 2019 |
| SIE | Securities Industry Essentials Examination | 4 January 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Michael Allen
- CRD
- 7052252
- Firm
- Lane Brothers & Co · CRD 105968
- Role
- Shareholder
- Registration
- Investment adviser registration
- In the industry since
- January 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Allen work?
Joseph Allen has been Shareholder of Lane Brothers & Co Inc since February 2024.
Is Joseph Allen a financial advisor?
Yes. Joseph Allen has a current investment-adviser registration in Arizona and Texas.
How many years of experience does Joseph Allen have?
Joseph Allen has 7 years in the financial industry, since January 2019, across 5 adviser firms.
What exams has Joseph Allen passed?
Joseph Allen has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2019.
Where was Joseph Allen previously registered as an investment adviser?
Joseph Allen has past investment-adviser registrations through Lane Brothers Investment Counsel, February 2024 to July 2026; CWM, LLC, March 2022 to April 2024; Cetera Advisor Networks LLC, March 2022 to December 2022; Edward Jones, March 2019 to March 2022, across 5 firms.
Is Joseph Allen registered with FINRA?
No. Joseph Allen has no current broker registration.
How can I verify Joseph Allen’s record?
Search CRD 7052252 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Allen’s full registration record.
