Jose Soria has been an investment adviser representative at West Wealth Group since July 2025, and is not listed among the firm’s executive officers or direct owners.
West Wealth Group, LLC is an Irvine, CA firm with $617M under management, 2,746 clients and 13 advisers across 6 offices, as of its September 2026 filing.
Jose Soria’s longest registration was 2 years at Hightower Advisors, LLC (2023–2025). Before joining West Wealth Group in 2025, Jose Soria was registered through Hightower Advisors, LLC.
- West Wealth Group, LLCCurrent– present · 1 yearIrvine, CA · Adviser representative · Firm CRD 316644
- Hightower Advisors, LLC– · 2 yearsNewport Beach, CA · Adviser representative · Firm CRD 145323
Investment adviser representative registrations
Jose Soria is registered as an investment adviser representative in California, since July 2025.
- CaliforniaSince 9 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 June 2023 |
| Series 7TO | General Securities Representative Examination | 25 April 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 7 May 2021 |
| SIE | Securities Industry Essentials Examination | 22 April 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7360445
- Firm
- West Wealth Group · CRD 316644
- Office
- 2 PARK PLAZA, SUITE 800, Irvine, CA 92614
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Jose Soria work?
Jose Soria is an investment adviser representative registered through West Wealth Group, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jose Soria a financial advisor?
Yes. Jose Soria has a current investment-adviser registration in California, through West Wealth Group since July 2025.
How many years of experience does Jose Soria have?
Jose Soria has 5 years in the financial industry, since May 2021, across 2 adviser firms.
What exams has Jose Soria passed?
Jose Soria has passed 4 licensing exams: the SIE, Series 6TO, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2021.
Where did Jose Soria work before West Wealth Group?
Before West Wealth Group, Jose Soria was registered through Hightower Advisors, LLC, June 2023 to June 2025.
Where is Jose Soria based?
Jose Soria’s registered office is in Irvine, CA.
Is Jose Soria registered with FINRA?
No. Jose Soria has no current broker registration.
How can I verify Jose Soria’s record?
Search CRD 7360445 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jose Soria’s full registration record.
