Jose Portillo has been an investment adviser representative at Southland Equity Partners since February 2026, and is not listed among the firm’s executive officers or direct owners.
Southland Equity Partners, LLC. is a firm with $891M under management, 1,766 clients and 21 advisers across 18 offices, as of its July 2026 filing.
Jose Portillo’s longest registration is the current one, 5 years at R.M. Duncan Capital Management Corporation since 2021.
- – present · under a yearTujunga, CA · Adviser representative · Firm CRD 154481
- R.M. Duncan Capital Management CorporationAlso current– present · 5 yearsTujunga, CA · Adviser representative · Firm CRD 116857
Investment adviser representative registrations
Jose Portillo is registered as an investment adviser representative in 2 states. The first approvals date from October 2021; the most recent is California, in March 2022.
- ArkansasSince 19 October 2021
- CaliforniaSince 2 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 12 October 2026 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 72 | Government Securities Representative Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 25 February 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 October 2007 |
| Series 27 | Financial and Operations Principal Examination | 19 April 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 May 1994 |
| Series 7 | General Securities Representative Examination | 25 April 1994 |
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Government Securities Representative Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jose Romeo Portillo
- CRD
- 2248799
- Firm
- Southland Equity Partners · CRD 154481
- Office
- Tujunga, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jose Portillo work?
Jose Portillo is an investment adviser representative registered through Southland Equity Partners, LLC. since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jose Portillo a financial advisor?
Yes. Jose Portillo has a current investment-adviser registration in Arkansas and California, through Southland Equity Partners since February 2026.
How many years of experience does Jose Portillo have?
Jose Portillo has 30 years in the financial industry, since January 1996, across 2 adviser firms.
What exams has Jose Portillo passed?
Jose Portillo has passed 10 licensing exams: the Series 7, Series 63, Series 27, Series 24, Series 65, Series 53, Series 52TO, Series 99TO, Series 72 and Series 4. The earliest, the Series 7, was passed in April 1994. FINRA credited Jose Portillo with the SIE, which began in October 2018.
Where is Jose Portillo based?
Jose Portillo’s registered office is in Tujunga, CA.
Is Jose Portillo registered with FINRA?
Yes. Jose Portillo has a current broker registration, under CRD 2248799.
Source: FINRA BrokerCheck
How can I verify Jose Portillo’s record?
Search CRD 2248799 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jose Portillo’s full registration record.