Jonathan Smith has been an investment adviser representative at Ellis Investment Partners since March 2012, and is not listed among the firm’s executive officers or direct owners. Jonathan Smith holds a Bachelor of Science in Economics from Widener University and a Master's in Taxation and Financial Planning from Widener University.
Ellis Investment Partners, LLC is a Berwyn, PA firm with $987M under management, 820 clients and 18 advisers across 2 offices, as of its March 2026 filing.
Jonathan D. Smith is Financial Planning & Portfolio Consultant of Ellis Investment Partners, LLC. He was instrumental in the establishment of the firm and is an active member of its Investment Committee. He provides wealth management services including pre and post retirement planning, college savings planning, estate and legacy planning, insurance and investment management.
Jonathan Smith’s longest registration is the current one, 14 years at Ellis Investment Partners since 2012. Before joining Ellis Investment Partners in 2012, Jonathan Smith was registered through Capital Management Services Inc.
- – present · 14 yearsBerwyn, PA · Adviser representative · Firm CRD 157669
- Capital Management Services Inc– · 6 yearsWayne, PA · Adviser representative · Firm CRD 105903
Professional designations
Listed by Ellis Investment Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jonathan Smith is registered as an investment adviser representative in 2 states. The first approvals date from March 2012; the most recent is Texas, in April 2025.
- PennsylvaniaSince 27 March 2012
- TexasSince 11 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 November 2004 |
| Series 7 | General Securities Representative Examination | 4 October 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan D Smith
- CRD
- 4843601
- Firm
- Ellis Investment Partners · CRD 157669
- Office
- 920 CASSATT ROAD, 200 BERWYN PARK, SUITE 115, Berwyn, PA 19312
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ellisinvestmentpartners.com
Where does Jonathan Smith work?
Jonathan Smith is an investment adviser representative registered through Ellis Investment Partners, LLC since March 2012, and is not listed among the firm’s executive officers or direct owners.
Is Jonathan Smith a financial advisor?
Yes. Jonathan Smith has a current investment-adviser registration in Pennsylvania and Texas, through Ellis Investment Partners since March 2012.
How many years of experience does Jonathan Smith have?
Jonathan Smith has 21 years in the financial industry, since August 2005, across 2 adviser firms.
What exams has Jonathan Smith passed?
Jonathan Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2004.
Where is Jonathan Smith based?
Jonathan Smith’s registered office is in Berwyn, PA.
Is Jonathan Smith registered with FINRA?
No. Jonathan Smith has no current broker registration.
Is Jonathan Smith a CFP?
Ellis Investment Partners lists Jonathan Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jonathan D. Smith biography, ellisinvestmentpartners.com
How can I verify Jonathan Smith’s record?
Search CRD 4843601 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Smith’s full registration record.
