Jonathan Glaser has been Chief Compliance Officer and Managing Member of Iowa Wealth Management since January 2017, is a control person of the firm and directly owns 75% or more of it. Jonathan Glaser holds a Bachelor's degree from the University of Iowa.
Iowa Wealth Management, LLC is a West Des Moines, IA firm with $124M under management, 142 clients and 2 advisers in one office, as of its February 2026 filing.
Jonathan H. Glaser is Managing Partner and Financial Advisor of Iowa Wealth Management, which he founded in 2010. He leads portfolio development and research, focusing on individual investors and nonprofit endowments. He joined Piper Jaffray and Hopwood in 1988 and later served as Vice President at Smith Barney.
Jonathan Glaser’s longest registration is the current one, 9 years at Iowa Wealth Management since 2017. Before joining Iowa Wealth Management in 2017, Jonathan Glaser was registered through Investment Centers of America, Inc. and Morgan Stanley Smith Barney LLC.
- Iowa Wealth Management, LLCCurrent– present · 9 yearsWest Des Moines, IA · Adviser representative · Firm CRD 286435
- Investment Centers of America, Inc.– · 7 yearsWest Des Moines, IA · Adviser representative · Firm CRD 16443
- Morgan Stanley Smith Barney LLC– · under a yearWest Des Moines, IA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 6 yearsWest Des Moines, IA · Adviser representative · Firm CRD 7059
- RBC Dain Rauscher Inc.– · 3 yearsWest Des Moines, IA · Adviser representative · Firm CRD 31194
Professional designations
Listed by Iowa Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jonathan Glaser is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2017; the most recent is Texas, in April 2017.
- IowaSince 24 February 2017
- TexasResidentSince 13 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 April 1985 |
| Series 7 | General Securities Representative Examination | 20 April 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Henry Glaser
- CRD
- 1357554
- Firm
- Iowa Wealth Management · CRD 286435
- Role
- Chief Compliance Officer and Managing Member
- Office
- 4601 WESTOWN PARKWAY, SUITE 210, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- April 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- iowawealth.com
Where does Jonathan Glaser work?
Jonathan Glaser has been Chief Compliance Officer and Managing Member of Iowa Wealth Management, LLC since January 2017, and is a control person of the firm.
Is Jonathan Glaser a financial advisor?
Yes. Jonathan Glaser has a current investment-adviser registration in Iowa and Texas, through Iowa Wealth Management since February 2017.
How many years of experience does Jonathan Glaser have?
Jonathan Glaser has 41 years in the financial industry, since April 1985, across 5 adviser firms.
What exams has Jonathan Glaser passed?
Jonathan Glaser has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 1985. FINRA credited Jonathan Glaser with the SIE, which began in October 2018.
Where did Jonathan Glaser work before Iowa Wealth Management?
Before Iowa Wealth Management, Jonathan Glaser was registered through Morgan Stanley Smith Barney LLC, June 2009 to January 2010; Citigroup Global Markets Inc., May 2003 to June 2009; RBC Dain Rauscher Inc., December 1999 to May 2003.
Where is Jonathan Glaser based?
Jonathan Glaser’s registered office is in West Des Moines, IA.
Is Jonathan Glaser registered with FINRA?
No. Jonathan Glaser has no current broker registration.
Is Jonathan Glaser a CFP?
Iowa Wealth Management lists Jonathan Glaser with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jonathan Glaser’s record?
Search CRD 1357554 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Glaser’s full registration record.