Elizabeth Johnson has been Investment Adviser Representative of Iowa Wealth Management since June 2023, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Iowa Wealth Management, LLC is a West Des Moines, IA firm with $124M under management, 142 clients and 2 advisers in one office, as of its February 2026 filing.
Elizabeth Johnson’s longest registration is the current one, 8 years at Iowa Wealth Management since 2018. Before joining Iowa Wealth Management in 2018, Elizabeth Johnson was registered through LPL Financial LLC and Sii Investments, Inc.
- Iowa Wealth Management, LLCCurrent– present · 8 yearsWest Des Moines, IA · Adviser representative · Firm CRD 286435
- LPL Financial LLC– · under a yearSpirit Lake, IA · Adviser representative · Firm CRD 6413
- Sii Investments, Inc.– · under a yearSpirit Lake, IA · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Elizabeth Johnson is registered as an investment adviser representative in Iowa, since August 2018.
- IowaSince 27 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 September 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 June 2017 |
| Series 7 | General Securities Representative Examination | 26 November 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elizabeth Glaser Johnson
- CRD
- 6148848
- Firm
- Iowa Wealth Management · CRD 286435
- Role
- Investment Adviser Representative
- Office
- 4601 WESTOWN PARKWAY, SUITE 210, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Johnson work?
Elizabeth Johnson has been Investment Adviser Representative of Iowa Wealth Management, LLC since June 2023.
Is Elizabeth Johnson a financial advisor?
Yes. Elizabeth Johnson has a current investment-adviser registration in Iowa, through Iowa Wealth Management since August 2018.
How many years of experience does Elizabeth Johnson have?
Elizabeth Johnson has 9 years in the financial industry, since November 2016, across 3 adviser firms.
What exams has Elizabeth Johnson passed?
Elizabeth Johnson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2016. FINRA credited Elizabeth Johnson with the SIE, which began in October 2018.
Where did Elizabeth Johnson work before Iowa Wealth Management?
Before Iowa Wealth Management, Elizabeth Johnson was registered through Sii Investments, Inc., September 2017 to February 2018.
Where is Elizabeth Johnson based?
Elizabeth Johnson’s registered office is in West Des Moines, IA.
Is Elizabeth Johnson registered with FINRA?
No. Elizabeth Johnson has no current broker registration.
How can I verify Elizabeth Johnson’s record?
Search CRD 6148848 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Johnson’s full registration record.