Jon Moores has been an investment adviser representative at Ascension Capital Advisors since January 2024, and is not listed among the firm’s executive officers or direct owners.
Ascension Capital Advisors, Inc. is a Houston, TX firm with $939M under management, 240 clients and 7 advisers in one office, as of its June 2026 filing.
Jon Moores’ longest registration was 6 years at Woodbury Financial Services, Inc. (2017–2023). Before joining Ascension Capital Advisors in 2024, Jon Moores was registered through Woodbury Financial Services, Inc.
- – present · 2 yearsHouston, TX · Adviser representative · Firm CRD 109518
- Woodbury Financial Services, Inc.– · 6 yearsDallas, TX · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Jon Moores is registered as an investment adviser representative in Texas, since January 2024.
- TexasSince 24 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 June 2015 |
| Series 7 | General Securities Representative Examination | 26 January 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jon Holman Moores
- CRD
- 6421974
- Firm
- Ascension Capital Advisors · CRD 109518
- Office
- 4900 WOODWAY DRIVE, SUITE 1150, Houston, TX 77056
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Jon Moores work?
Jon Moores is an investment adviser representative registered through Ascension Capital Advisors, Inc. since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jon Moores a financial advisor?
Yes. Jon Moores has a current investment-adviser registration in Texas, through Ascension Capital Advisors since January 2024.
How many years of experience does Jon Moores have?
Jon Moores has 11 years in the financial industry, since January 2015, across 2 adviser firms.
What exams has Jon Moores passed?
Jon Moores has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2015. FINRA credited Jon Moores with the SIE, which began in October 2018.
Where did Jon Moores work before Ascension Capital Advisors?
Before Ascension Capital Advisors, Jon Moores was registered through Woodbury Financial Services, Inc., February 2017 to October 2023.
Where is Jon Moores based?
Jon Moores’ registered office is in Houston, TX.
Is Jon Moores registered with FINRA?
No. Jon Moores has no current broker registration.
How can I verify Jon Moores’ record?
Search CRD 6421974 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Moores’ full registration record.