Paul Thompson has been President & CEO of Ascension Capital Advisors since April 1998, is a control person of the firm and directly owns 75% or more of it.
Ascension Capital Advisors, Inc. is a Houston, TX firm with $939M under management, 240 clients and 7 advisers in one office, as of its June 2026 filing.
- – present · 29 yearsHouston, TX · Adviser representative · Firm CRD 109518
Investment adviser representative registrations
Paul Thompson is registered as an investment adviser representative in Texas, since October 1997.
- TexasSince 17 October 1997
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 1999 |
| Series 3 | National Commodity Futures Examination | 3 April 1989 |
| Series 53 | Municipal Securities Principal Examination | 30 April 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 March 1985 |
| Series 7 | General Securities Representative Examination | 16 February 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Bundy Thompson
- CRD
- 1334491
- Firm
- Ascension Capital Advisors · CRD 109518
- Role
- President & CEO
- Office
- 4900 WOODWAY DRIVE, SUITE 1150, Houston, TX 77056
- Registration
- Investment adviser registration
- In the industry since
- February 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Thompson work?
Paul Thompson has been President & CEO of Ascension Capital Advisors, Inc. since April 1998, and is a control person of the firm.
Is Paul Thompson a financial advisor?
Yes. Paul Thompson has a current investment-adviser registration in Texas, through Ascension Capital Advisors since October 1997.
How many years of experience does Paul Thompson have?
Paul Thompson has 41 years in the financial industry, since February 1985, across 1 adviser firm.
What exams has Paul Thompson passed?
Paul Thompson has passed 5 licensing exams: the Series 7, Series 63, Series 53, Series 3 and Series 65. The earliest, the Series 7, was passed in February 1985. FINRA credited Paul Thompson with the SIE, which began in October 2018.
Where is Paul Thompson based?
Paul Thompson’s registered office is in Houston, TX.
Is Paul Thompson registered with FINRA?
No. Paul Thompson has no current broker registration.
How can I verify Paul Thompson’s record?
Search CRD 1334491 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Thompson’s full registration record.