Jon Lind III has held the title Member at Lind Capital Partners since March 2025, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Lind Capital Partners, LLC is an Evanston, IL firm with $235M under management, 79 clients and 5 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Jon Lind III’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 2011 |
| Series 7 | General Securities Representative Examination | 12 April 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jon Robert Lind III
- CRD
- 5891956
- Firm
- Lind Capital Partners · CRD 165810
- Role
- Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Jon Lind III work?
Jon Lind III has held the title Member at Lind Capital Partners, LLC since March 2025.
Does Jon Lind III have a current investment-adviser registration?
Jon Lind III has no current investment-adviser or broker registration.
What exams has Jon Lind III passed?
Jon Lind III has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 2011. FINRA credited Jon Lind III with the SIE, which began in October 2018.
Is Jon Lind III registered with FINRA?
No. Jon Lind III has no current broker registration.
How can I verify Jon Lind III’s record?
Search CRD 5891956 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Lind III’s full registration record.
