Jon Lind has been Member, Chief Compliance Officer of Lind Capital Partners since May 2008, is a control person of the firm and directly owns between 50% and 75% of it.
Lind Capital Partners, LLC is an Evanston, IL firm with $235M under management, 79 clients and 5 advisers in one office, as of its March 2026 filing.
- Lind Capital PartnersCurrent– present · 4 yearsEvanston, IL · Adviser representative · Firm CRD 165810
Investment adviser representative registrations
Jon Lind is registered as an investment adviser representative in 2 states. Each was approved in October 2022.
- IllinoisSince 17 October 2022
- TexasSince 17 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 October 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 November 2004 |
| Series 53 | Municipal Securities Principal Examination | 4 November 1994 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 29 July 1994 |
| Series 7 | General Securities Representative Examination | 8 July 1994 |
| Series 52 | Municipal Securities Representative Examination | 8 August 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Jon Robert Lind
- CRD
- 1245753
- Firm
- Lind Capital Partners · CRD 165810
- Role
- Member, Chief Compliance Officer
- Office
- 500 DAVIS CENTER, SUITE 1004, Evanston, IL 60201
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Jon Lind work?
Jon Lind has been Member, Chief Compliance Officer of Lind Capital Partners, LLC since May 2008, and is a control person of the firm.
Is Jon Lind a financial advisor?
Yes. Jon Lind has a current investment-adviser registration in Illinois and Texas, through Lind Capital Partners since October 2022.
How many years of experience does Jon Lind have?
Jon Lind has 4 years in the financial industry, since October 2022, across 1 adviser firm.
What exams has Jon Lind passed?
Jon Lind has passed 6 licensing exams: the Series 52, Series 7, Series 8, Series 53, Series 63 and Series 65. The earliest, the Series 52, was passed in August 1984.
Where is Jon Lind based?
Jon Lind’s registered office is in Evanston, IL.
Is Jon Lind registered with FINRA?
No. Jon Lind has no current broker registration.
How can I verify Jon Lind’s record?
Search CRD 1245753 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Lind’s full registration record.
