Jon Ferguson has been an investment adviser representative at Cornerstone Securities since March 2025, and is not listed among the firm’s executive officers or direct owners.
Cornerstone Securities LLC is an Overland Park, KS firm with $210M under management, 900 clients and 10 advisers across 4 offices, as of its September 2026 filing.
Jon Ferguson’s longest registration was 11 years at Planmember Securities Corporation (2014–2025). Before joining Cornerstone Securities in 2025, Jon Ferguson was registered through Planmember Securities Corporation and Cambridge Investment Research Advisors, Inc.
- Cornerstone Securities LLCCurrent– present · 1 yearWillits, CA · Adviser representative · Firm CRD 140379
- Planmember Securities Corporation– · 11 yearsWillits, CA · Adviser representative · Firm CRD 11869
- Cambridge Investment Research Advisors, Inc.– · 7 yearsBakersfield, CA · Adviser representative · Firm CRD 134139
- Cambridge Retirement Advisors– · under a yearBakersfield, CA · Adviser representative · Firm CRD 129096
- Legend Advisory Corp– · 1 yearBakersfield, CA · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Jon Ferguson is registered as an investment adviser representative in 3 states. Each was approved in March 2025.
- CaliforniaSince 4 March 2025
- OregonSince 7 March 2025
- TexasSince 5 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 June 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 April 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Jon Robert Ferguson
- CRD
- 4619256
- Firm
- Cornerstone Securities · CRD 140379
- Office
- Willits, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Jon Ferguson work?
Jon Ferguson is an investment adviser representative registered through Cornerstone Securities LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jon Ferguson a financial advisor?
Yes. Jon Ferguson has a current investment-adviser registration in California, Oregon and Texas, through Cornerstone Securities since March 2025.
How many years of experience does Jon Ferguson have?
Jon Ferguson has 23 years in the financial industry, since April 2003, across 5 adviser firms.
What exams has Jon Ferguson passed?
Jon Ferguson has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in January 2003. FINRA credited Jon Ferguson with the SIE, which began in October 2018.
Where did Jon Ferguson work before Cornerstone Securities?
Before Cornerstone Securities, Jon Ferguson was registered through Planmember Securities Corporation, January 2014 to March 2025; Cambridge Investment Research Advisors, Inc., October 2006 to December 2013; Cambridge Retirement Advisors, June 2006 to December 2006; Legend Advisory Corp, June 2004 to March 2006.
Where is Jon Ferguson based?
Jon Ferguson’s registered office is in Willits, CA.
Is Jon Ferguson registered with FINRA?
No. Jon Ferguson has no current broker registration.
How can I verify Jon Ferguson’s record?
Search CRD 4619256 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Ferguson’s full registration record.