Jon-Erik Garrido has been an investment adviser representative at October Wealth Advisors since April 2015, and is not listed among the firm’s executive officers or direct owners. Jon-Erik Garrido studied at the University of Arkansas at Fort Smith.
October Wealth Advisors, Inc is a Fort Smith, AR firm with $142M under management, 160 clients and 2 advisers in one office, as of its September 2026 filing.
Jon-Erik Garrido is Investment Associate of October Wealth Advisors, Inc. He supports portfolio research, client account management and the day-to-day work of the firm's discretionary advisory practice.
- October Wealth Advisors, IncCurrent– present · 11 yearsFort Smith, AR · Adviser representative · Firm CRD 153993
Investment adviser representative registrations
Jon-Erik Garrido is registered as an investment adviser representative in Arkansas, since April 2015.
- ArkansasSince 28 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jon-Erik Ian Garrido
- CRD
- 6439405
- Firm
- October Wealth Advisors · CRD 153993
- Office
- 322 NORTH 8TH STREET, Fort Smith, AR 72901
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- octwealth.com
Where does Jon-Erik Garrido work?
Jon-Erik Garrido is an investment adviser representative registered through October Wealth Advisors, Inc since April 2015, and is not listed among the firm’s executive officers or direct owners.
Is Jon-Erik Garrido a financial advisor?
Yes. Jon-Erik Garrido has a current investment-adviser registration in Arkansas, through October Wealth Advisors since April 2015.
How many years of experience does Jon-Erik Garrido have?
Jon-Erik Garrido has 11 years in the financial industry, since April 2015, across 1 adviser firm.
What exams has Jon-Erik Garrido passed?
Jon-Erik Garrido passed the Series 65 in April 2015.
Where is Jon-Erik Garrido based?
Jon-Erik Garrido’s registered office is in Fort Smith, AR.
Is Jon-Erik Garrido registered with FINRA?
No. Jon-Erik Garrido has no current broker registration.
How can I verify Jon-Erik Garrido’s record?
Search CRD 6439405 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon-Erik Garrido’s full registration record.