David Craig has been President/Chief Compliance Officer of October Wealth Advisors since March 2010, is a control person of the firm and directly owns 75% or more of it. David Craig studied at the University of Arkansas.
October Wealth Advisors, Inc is a Fort Smith, AR firm with $142M under management, 160 clients and 2 advisers in one office, as of its September 2026 filing.
David C. Craig is Principal Advisor and Founder of October Wealth Advisors, Inc. He has spent his career managing money for individuals, families and institutions. Before founding the firm, he served as Chief Compliance Officer at another registered advisory firm. He manages client portfolios on a discretionary basis and reviews every client portfolio quarterly.
David Craig’s longest registration is the current one, 16 years at October Wealth Advisors since 2010. Before joining October Wealth Advisors in 2010, David Craig was registered through Paul Manners & Associates, Inc.
- October Wealth Advisors, IncCurrent– present · 16 yearsFort Smith, AR · Adviser representative · Firm CRD 153993
- Paul Manners & Associates, Inc.– · 10 yearsFort Smith, AR · Adviser representative · Firm CRD 110996
Investment adviser representative registrations
David Craig is registered as an investment adviser representative in 2 states. Each was approved in October 2010.
- ArkansasSince 6 October 2010
- TexasSince 6 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 1993 |
| Series 2 | Non-Member General Securities Examination | 13 July 1990 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Non-Member General Securities Examination
- Full name
- David Clarke Craig
- CRD
- 2070323
- Firm
- October Wealth Advisors · CRD 153993
- Role
- President/Chief Compliance Officer
- Office
- 322 NORTH 8TH STREET, Fort Smith, AR 72901
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- octwealth.com
Where does David Craig work?
David Craig has been President/Chief Compliance Officer of October Wealth Advisors, Inc since March 2010, and is a control person of the firm.
Is David Craig a financial advisor?
Yes. David Craig has a current investment-adviser registration in Arkansas and Texas, through October Wealth Advisors since October 2010.
How many years of experience does David Craig have?
David Craig has 25 years in the financial industry, since December 2000, across 2 adviser firms.
What exams has David Craig passed?
David Craig has passed 2 licensing exams: the Series 2 and Series 63. The earliest, the Series 2, was passed in July 1990.
Where is David Craig based?
David Craig’s registered office is in Fort Smith, AR.
Is David Craig registered with FINRA?
No. David Craig has no current broker registration.
How can I verify David Craig’s record?
Search CRD 2070323 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Craig’s full registration record.