Johnny Brown has been an investment adviser representative at Lombard Advisers since May 2009, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Johnny Brown’s longest registration is the current one, 17 years at Lombard Advisers since 2009. Before joining Lombard Advisers in 2009, Johnny Brown was registered through Edward Jones.
- – present · 17 yearsPasedena, MD · Adviser representative · Firm CRD 108231
- Edward Jones– · 1 yearPasadena, MD · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Johnny Brown is registered as an investment adviser representative in Maryland, since May 2009.
- MarylandSince 11 May 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 October 2007 |
| Series 7 | General Securities Representative Examination | 10 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Johnny G Brown
- CRD
- 5408594
- Firm
- Lombard Advisers · CRD 108231
- Office
- Pasedena, MD
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Johnny Brown work?
Johnny Brown is an investment adviser representative registered through Lombard Advisers Incorporated since May 2009, and is not listed among the firm’s executive officers or direct owners.
Is Johnny Brown a financial advisor?
Yes. Johnny Brown has a current investment-adviser registration in Maryland, through Lombard Advisers since May 2009.
How many years of experience does Johnny Brown have?
Johnny Brown has 19 years in the financial industry, since October 2007, across 2 adviser firms.
What exams has Johnny Brown passed?
Johnny Brown has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007. FINRA credited Johnny Brown with the SIE, which began in October 2018.
Where is Johnny Brown based?
Johnny Brown’s registered office is in Pasedena, MD.
Is Johnny Brown registered with FINRA?
Yes. Johnny Brown has a current broker registration, under CRD 5408594.
Source: FINRA BrokerCheck
How can I verify Johnny Brown’s record?
Search CRD 5408594 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Johnny Brown’s full registration record.