Johnelle Smith has been an investment adviser representative at Wealth Advisory Solutions since September 2019, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisory Solutions, LLC is a Zionsville, IN firm with $599M under management, 684 clients and 8 advisers across 4 offices, as of its March 2026 filing.
Johnelle Smith’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2009–2019). Before joining Wealth Advisory Solutions in 2019, Johnelle Smith was registered through Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.
- – present · 7 yearsZionsville, IN · Adviser representative · Firm CRD 288903
- Wells Fargo Clearing Services, LLC– · 10 yearsIndianapolis, IN · Adviser representative · Firm CRD 19616
- Citigroup Global Markets Inc.– · 3 yearsIndianapolis, IN · Adviser representative · Firm CRD 7059
- UBS Financial Services Inc.– · 5 yearsIndianapolis, IN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Johnelle Smith is registered as an investment adviser representative in Indiana, since September 2019.
- IndianaSince 28 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 January 2001 |
| Series 7 | General Securities Representative Examination | 12 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Johnelle Michael Smith
- CRD
- 4282078
- Firm
- Wealth Advisory Solutions · CRD 288903
- Office
- 1630 West Oak Street, Zionsville, IN 46077
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Johnelle Smith work?
Johnelle Smith is an investment adviser representative registered through Wealth Advisory Solutions, LLC since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Johnelle Smith a financial advisor?
Yes. Johnelle Smith has a current investment-adviser registration in Indiana, through Wealth Advisory Solutions since September 2019.
How many years of experience does Johnelle Smith have?
Johnelle Smith has 25 years in the financial industry, since December 2000, across 4 adviser firms.
What exams has Johnelle Smith passed?
Johnelle Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2000. FINRA credited Johnelle Smith with the SIE, which began in October 2018.
Where did Johnelle Smith work before Wealth Advisory Solutions?
Before Wealth Advisory Solutions, Johnelle Smith was registered through Citigroup Global Markets Inc., May 2006 to May 2009; UBS Financial Services Inc., February 2001 to May 2006.
Where is Johnelle Smith based?
Johnelle Smith’s registered office is in Zionsville, IN.
Is Johnelle Smith registered with FINRA?
No. Johnelle Smith has no current broker registration.
How can I verify Johnelle Smith’s record?
Search CRD 4282078 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Johnelle Smith’s full registration record.
- Kimberly CusterManaging Member/CCO
- Tyler NeedlerManaging Member
- Steven KyburzManaging Member