John Wallace has been an investment adviser representative at Capital Square since August 2024, and is not listed among the firm’s executive officers or direct owners. John Wallace holds a B.S. in Economics and Finance from Springhill College.
Capital Square, LLC is an Athens, TN firm with $450M under management, 715 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Jake Wallace is Partner of Town Square Consulting LLC, a practice listed on the Capital Square, LLC website. His practice centers on his clients' goals through financial planning, and he assists business owners navigating liquidity events. He spent six years as an advisor at Morgan Stanley beginning in 2018, before joining Town Square Consulting LLC, and earlier worked for a boutique alternative investments firm, where he was promoted to Senior Vice President of New York City and the surrounding metro area.
John Wallace’s longest registration was 5 years at Morgan Stanley (2018–2024). Before joining Capital Square in 2024, John Wallace was registered through Morgan Stanley.
- Capital Square, LLCCurrent– present · 2 yearsFairhope, AL · Adviser representative · Firm CRD 286098
- Morgan Stanley– · 5 yearsFairhope, AL · Adviser representative · Firm CRD 149777
Professional designations
Listed by Capital Square
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Exit Planning Advisor (CEPA®)
Investment adviser representative registrations
John Wallace is registered as an investment adviser representative in Alabama, since August 2024.
- AlabamaSince 29 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 November 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 April 2012 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- John Frederick Wallace
- CRD
- 6264365
- Firm
- Capital Square · CRD 286098
- Office
- 761 Middle St, Suite A, Fairhope, AL 36532
- Registration
- Investment adviser registration
- In the industry since
- February 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capitalsquare.biz
Where does John Wallace work?
John Wallace is an investment adviser representative registered through Capital Square, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is John Wallace a financial advisor?
Yes. John Wallace has a current investment-adviser registration in Alabama, through Capital Square since August 2024.
How many years of experience does John Wallace have?
John Wallace has 12 years in the financial industry, since February 2014, across 2 adviser firms.
What exams has John Wallace passed?
John Wallace has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in April 2012. FINRA credited John Wallace with the SIE, which began in October 2018.
Where is John Wallace based?
John Wallace’s registered office is in Fairhope, AL.
Is John Wallace registered with FINRA?
No. John Wallace has no current broker registration.
Is John Wallace a CFP?
Capital Square lists John Wallace with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify John Wallace’s record?
Search CRD 6264365 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Wallace’s full registration record.
