Career
John Utschig has been Chief Compliance Officer of Nea Management since August 2026. John Utschig is a control person of the firm and directly owns under 5% of it.
Nea Management Company, LLC is a Menlo Park, CA firm with $35.6B under management, 27 clients and 51 advisers across 6 offices, as of its August 2026 filing.
No adviser firm registrations are on John Utschig’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 March 2005 |
| Series 7 | General Securities Representative Examination | 2 December 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Gary Utschig
- CRD
- 2526045
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does John Utschig work?
John Utschig has been Chief Compliance Officer of Nea Management Company, LLC since August 2026, and is a control person of the firm.
Does John Utschig have a current investment-adviser registration?
John Utschig has no current investment-adviser or broker registration.
What exams has John Utschig passed?
John Utschig has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in December 2004. FINRA credited John Utschig with the SIE, which began in October 2018.