Role at Plancorp
- Title on Schedule A
- Chief Compliance Officer, Chief Legal Officer
- Control
- John Sastry is a control person of Plancorp.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Sastry has held the filed role since February 2025.
The firm
Form ADV filed 10 September 2026
Career on record
- Peoples Savings Wealth Management LLC– · 1 yearHermann, MO · Adviser representative · Firm CRD 328711
- Passed SIE · 2018
- Simmons First Investment Group, Inc.– · under a yearLittle Rock, AR · Adviser representative · Firm CRD 47439
- Tiaa-cref Advice And Planning Services– · 3 yearsSt. Louis, MO · Adviser representative · Firm CRD 20472
- Everbank Wealth Management– · 1 yearJacksonville, FL · Adviser representative · Firm CRD 154237
- Edward Jones– · 4 yearsSt. Louis, MO · Adviser representative · Firm CRD 250
- Ffp Advisory Services Inc– · 2 yearsChesterfield, MO · Adviser representative · Firm CRD 110778
- Passed Series 7, Series 66 and Series 24 · 2001
- Axa Advisors, LLC– · 2 yearsClayton, MO · Adviser representative · Firm CRD 6627
Registrations and exams
No current adviser or broker registration. John Sastry has passed 4 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 April 2001 |
| Series 24 | General Securities Principal Examination | 21 December 2001 |
| SIE | Securities Industry Essentials Examination | 30 January 2018 |
| Series 7 | General Securities Representative Examination | 2 April 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Joseph Sastry
- CRD
- 4372867
- Firm
- Plancorp, LLC
- Registration status
- No current adviser or broker registration
- Firm bio
- plancorp.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
John J. Sastry is Plancorp’s chief legal and compliance officer. The firm says he holds a JD from the University of Missouri and a BA in history from Truman State. Official firm biography
Education
- Juris Doctor, University of Missouri School of LawOfficial firm biography
- BA in History, Truman State UniversityOfficial firm biography
Common questions
Where does John Sastry work?
John Sastry has been Chief Compliance Officer, Chief Legal Officer of Plancorp, LLC since February 2025, and is a control person of the firm.
Does John Sastry have a current investment-adviser registration?
John Sastry has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has John Sastry passed?
John Sastry has passed 4 licensing exams: the Series 7, Series 66, Series 24 and SIE. The earliest, the Series 7, was passed in April 2001.
Where was John Sastry previously registered as an investment adviser?
John Sastry has past investment-adviser registrations through Peoples Savings Wealth Management LLC, February 2024 to April 2025; Simmons First Investment Group, Inc., October 2015 to January 2016; Tiaa-cref Advice And Planning Services, October 2012 to May 2015; Everbank Wealth Management, January 2012 to September 2012; Edward Jones, May 2006 to September 2010; Ffp Advisory Services Inc, August 2004 to April 2006; Axa Advisors, LLC, October 2001 to August 2003, across 7 firms.
Leadership at Plancorp
- J. KerckhoffChairman, President, CEO and Elected Manager
- Wesley GartonChief Financial Officer
- Marthin De BeerElected Manager
- Michael EssonChief Information Security Officer
- Katherine (kasey) GrelleManager
- Brian KingVice Chairman and Elected Manager
- Brandon MuirheadElected Manager of Cynosure
- Benjamin RobinsElected Manager
- Spenser SegalManager
- Jeff SmithCOO