John Rowden has been an investment adviser representative at Forthright Capital Advisory since February 2024, and is not listed among the firm’s executive officers or direct owners.
Forthright Capital Advisory LLC is a Las Vegas, NV firm with $108M under management, 987 clients and 21 advisers across 20 offices, as of its August 2026 filing.
John Rowden’s longest registration is the current one, 2 years at Forthright Capital Advisory since 2024. Before joining Forthright Capital Advisory in 2024, John Rowden was registered through Verity Asset Management and Amerivest Investment Management, LLC.
- Verity Asset Management– · under a yearHutto, TX · Adviser representative · Firm CRD 158667
- Amerivest Investment Management, LLC– · under a yearPlano, TX · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearPlano, TX · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
John Rowden is registered as an investment adviser representative in 2 states. Each was approved in February 2024.
- TexasSince 26 February 2024
- WashingtonSince 26 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 2023 |
| Series 66 | Uniform Combined State Law Examination | 1 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 March 2006 |
| Series 7 | General Securities Representative Examination | 2 March 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Eric Rowden
- CRD
- 5070903
- Firm
- Forthright Capital Advisory · CRD 323596
- Office
- Hutto, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does John Rowden work?
John Rowden is an investment adviser representative registered through Forthright Capital Advisory LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is John Rowden a financial advisor?
Yes. John Rowden has a current investment-adviser registration in Texas and Washington, through Forthright Capital Advisory since February 2024.
How many years of experience does John Rowden have?
John Rowden has 4 years in the financial industry, since October 2022, across 4 adviser firms.
What exams has John Rowden passed?
John Rowden has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 65. The earliest, the Series 7, was passed in March 2006.
Where did John Rowden work before Forthright Capital Advisory?
Before Forthright Capital Advisory, John Rowden was registered through Verity Asset Management, July 2023 to February 2024; Amerivest Investment Management, LLC, September 2006 to June 2007; TD Ameritrade, Inc., September 2006 to June 2007.
Where is John Rowden based?
John Rowden’s registered office is in Hutto, TX.
Is John Rowden registered with FINRA?
No. John Rowden has no current broker registration.
How can I verify John Rowden’s record?
Search CRD 5070903 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Rowden’s full registration record.
