John Romano has been an investment adviser representative at CFM Advisors since May 2021, and is not listed among the firm’s executive officers or direct owners.
CFM Advisors Inc is a Hauppauge, NY firm with $203M under management, 216 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Investment adviser representative registrations
John Romano is registered as an investment adviser representative in New York, since May 2021.
- New YorkSince 25 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 55 | Limited Representative-Equity Trader Exam | 4 March 2000 |
| Series 7 | General Securities Representative Examination | 3 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 January 1985 |
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 1328361
- Firm
- CFM Advisors · CRD 111581
- Office
- 1373 VETERANS HIGHWAY, SUITE 10, Hauppauge, NY 11788
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does John Romano work?
John Romano is an investment adviser representative registered through CFM Advisors Inc since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is John Romano a financial advisor?
Yes. John Romano has a current investment-adviser registration in New York, through CFM Advisors since May 2021.
How many years of experience does John Romano have?
John Romano has 22 years in the financial industry, since June 2004, across 1 adviser firm.
What exams has John Romano passed?
John Romano has passed 3 licensing exams: the Series 63, Series 7 and Series 55. The earliest, the Series 63, was passed in January 1985.
Where is John Romano based?
John Romano’s registered office is in Hauppauge, NY.
Is John Romano registered with FINRA?
No. John Romano has no current broker registration.
How can I verify John Romano’s record?
Search CRD 1328361 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Romano’s full registration record.
