Anthony Ward is a control person of CFM Advisors and directly owns under 5% of it. Anthony Ward holds a Law degree from Hofstra University School of Law.
CFM Advisors is an investment adviser based in Hauppauge, NY, registered with the SEC since 1999. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $203 million, as filed on 24 March 2026. Its fees, ownership and offices are on the firm’s profile.
Tony Ward is In-House ERISA Counsel of CFM Advisors. He has been with CFM since 1996 and is responsible for all aspects of design, installation, operation, reporting, disclosure, and compliance for qualified and non-qualified plans and trusts. He practices before the Internal Revenue Service and Department of Labor and is admitted to practice before the U.S. Tax Court.
- CRD
- 2465145
- Firm
- CFM Advisors · CRD 111581
- Role
- Chief Compliance Officer & in-House ERISA Counsel
- In role since
- August 2024 · 2 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Hauppauge, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cfmadvisorsinc.com
Where does Anthony Ward work?
Anthony Ward has been Chief Compliance Officer & in-House ERISA Counsel of CFM Advisors Inc since August 2024, and is a control person of the firm.
How can I verify Anthony Ward’s record?
Anthony Ward’s role is listed on CFM Advisors Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 111581.