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John Parisi, portrait

John Parisi

Managing Member and Chief Investment Officer at Parisi Gray Wealth Management in Mendham, NJ

Investment adviser and broker registrationsUpdated

John Parisi is Managing Member and Chief Investment Officer of Parisi Gray Wealth Management, LLC, an investment adviser managing $796M, and works from its Mendham, NJ office. John Parisi has been registered as an investment adviser representative through Parisi Gray Wealth Management since 1 February 2017, has 37 years in the industry across 3 firms and has passed 5 licensing exams.

37
Years in industry
9
Years at firm
3
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

John Parisi has been Managing Member and Chief Investment Officer of Parisi Gray Wealth Management since December 2016, is a control person of the firm and directly owns between 50% and 75% of it. John Parisi studied at Georgetown University.

Parisi Gray Wealth Management, LLC is a Mendham, NJ firm with $796M under management, 203 clients and 2 advisers in one office, as of its February 2026 filing.

John Parisi is Managing Partner and Chief Investment Officer of Parisi Gray Wealth Management, LLC, which he co-founded and which was created in 2016. He began his career at Merrill Lynch in 1988 and spent the first ten years as an institutional bond trader at Merrill Lynch and Lehman Brothers. In 1998 he moved to Merrill Lynch's Global Wealth Management division, where as a Managing Director he created The Parisi Group to focus on private banking and investment management for high net worth families.

John Parisi’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2005–2016). Before joining Parisi Gray Wealth Management in 2017, John Parisi was registered through Oliver Luxxe Assets LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

  1. – present · 9 years
    Mendham, NJ · Adviser representative · Firm CRD 286388
  2. Oliver Luxxe Assets LLC
    – · under a year
    Gladstone, NJ · Adviser representative · Firm CRD 169588
  3. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 10 years
    Short Hills, NJ · Adviser representative · Firm CRD 7691

Credentials and registrations

Professional designations

Listed by Parisi Gray Wealth Management

  • Certified Investment Management Analyst (CIMA)

Investment adviser representative registrations

John Parisi is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2017; the most recent is Texas, in March 2021.

  • New JerseySince 1 February 2017
  • TexasResidentSince 4 March 2021

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 6516 December 2005
Name
Uniform Investment Adviser Law Examination
Series 3113 December 2005
Name
Futures Managed Funds Examination
Series 6329 October 1988
Name
Uniform Securities Agent State Law Examination
Series 715 October 1988
Name
General Securities Representative Examination

Key facts

Full name
John Francis Parisi
CRD
1879131
Role
Managing Member and Chief Investment Officer
Office
5 COLD HILL ROAD S, SUITE 1, Mendham, NJ 07945
Registration
Investment adviser and broker registrations
In the industry since
July 1989
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does John Parisi work?

John Parisi has been Managing Member and Chief Investment Officer of Parisi Gray Wealth Management, LLC since December 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 February 2026

Is John Parisi a financial advisor?

Yes. John Parisi has a current investment-adviser registration in New Jersey and Texas, through Parisi Gray Wealth Management since February 2017.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does John Parisi have?

John Parisi has 37 years in the financial industry, since July 1989, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has John Parisi passed?

John Parisi has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 65 and Series 99TO. The earliest, the Series 7, was passed in October 1988. FINRA credited John Parisi with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did John Parisi work before Parisi Gray Wealth Management?

Before Parisi Gray Wealth Management, John Parisi was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2005 to December 2016.

Source: IAPD individual record, checked 22 October 2026

Where is John Parisi based?

John Parisi’s registered office is in Mendham, NJ.

Source: IAPD individual record, checked 22 October 2026

Is John Parisi registered with FINRA?

Yes. John Parisi has a current broker registration, under CRD 1879131.

Source: FINRA BrokerCheck

How can I verify John Parisi’s record?

Search CRD 1879131 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Parisi’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Parisi Gray Wealth Management

Sources

  1. IAPD individual record, CRD 1879131, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parisi Gray Wealth Management, LLC, filed 5 February 2026. Title, control and ownership bands.
  3. Parisi Gray Wealth Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.