David Gray has been Member/Chief Compliance Officer of Parisi Gray Wealth Management since December 2016, is a control person of the firm and directly owns between 25% and 50% of it. David Gray holds a B.A. in Marketing and Finance from The Pennsylvania State University.
Parisi Gray Wealth Management, LLC is a Mendham, NJ firm with $796M under management, 203 clients and 2 advisers in one office, as of its February 2026 filing.
David Gray is Partner and Chief Compliance Officer of Parisi Gray Wealth Management, LLC, a registered investment advisory firm he co-founded in 2016. His career began in 2008 with The Parisi Group at Merrill Lynch in New York, where he worked as an Investment Associate and Financial Advisor. He specializes in retirement and financial planning, and his prior experience includes roles at Schuylkill Capital Management in wealth advisory and at Mercator Advisors.
David Gray’s longest registration is the current one, 9 years at Parisi Gray Wealth Management since 2017. Before joining Parisi Gray Wealth Management in 2017, David Gray was registered through Oliver Luxxe Assets LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 9 yearsMendham, NJ · Adviser representative · Firm CRD 286388
- Oliver Luxxe Assets LLC– · under a yearGladstone, NJ · Adviser representative · Firm CRD 169588
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsShort Hills, NJ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Parisi Gray Wealth Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
David Gray is registered as an investment adviser representative in 2 states. The first approvals date from February 2017; the most recent is Texas, in March 2021.
- New JerseySince 1 February 2017
- TexasSince 3 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2008 |
| Series 7 | General Securities Representative Examination | 3 July 2008 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David P Gray
- CRD
- 5349909
- Firm
- Parisi Gray Wealth Management · CRD 286388
- Role
- Member/Chief Compliance Officer
- Office
- 5 COLD HILL ROAD S, SUITE 1, Mendham, NJ 07945
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- parisigray.com
Where does David Gray work?
David Gray has been Member/Chief Compliance Officer of Parisi Gray Wealth Management, LLC since December 2016, and is a control person of the firm.
Is David Gray a financial advisor?
Yes. David Gray has a current investment-adviser registration in New Jersey and Texas, through Parisi Gray Wealth Management since February 2017.
How many years of experience does David Gray have?
David Gray has 18 years in the financial industry, since July 2008, across 3 adviser firms.
What exams has David Gray passed?
David Gray has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in July 2008. FINRA credited David Gray with the SIE, which began in October 2018.
Where did David Gray work before Parisi Gray Wealth Management?
Before Parisi Gray Wealth Management, David Gray was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2008 to December 2016.
Where is David Gray based?
David Gray’s registered office is in Mendham, NJ.
Is David Gray registered with FINRA?
No. David Gray has no current broker registration.
Is David Gray a CFP?
Parisi Gray Wealth Management lists David Gray with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify David Gray’s record?
Search CRD 5349909 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Gray’s full registration record.
