John O'Connor has been Chief Investment Officer and Investment Advisor of Cherry Tree Wealth Management since January 2021, is not listed as a control person, but directly owns under 5% of the firm. John O'Connor holds a BA in Finance from Loras College.
Cherry Tree Wealth Management, LLC is a Minnetonka, MN firm with $673M under management, 334 clients and 9 advisers across 2 offices, as of its March 2026 filing.
John O’Connor is Chief Investment Officer of Cherry Tree Wealth Management. He has more than fifteen years of experience as an investment advisor. His focus areas include investment analysis and research, managing client portfolios, cash flow planning and lifestyle spending analysis, charitable giving and values-based investing. Earlier roles include Investment Analyst at Jeffrey Slocum & Associates and Mutual Fund Accountant at Ameriprise Financial.
- – present · 12 yearsTraverse City, MI · Adviser representative · Firm CRD 151406
Professional designations
Listed by Cherry Tree Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
John O'Connor is registered as an investment adviser representative in 7 states. The first approvals date from December 2013; the most recent are Michigan and New York, in July 2024.
- ArizonaSince 21 August 2017
- CaliforniaSince 22 June 2017
- FloridaSince 7 August 2017
- MichiganSince 31 July 2024
- MinnesotaSince 13 December 2013
- New YorkSince 31 July 2024
- TexasSince 22 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 November 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Charles O'Connor
- CRD
- 5067036
- Firm
- Cherry Tree Wealth Management · CRD 151406
- Role
- Chief Investment Officer and Investment Advisor
- Office
- 236 1/2 E Front Street, Traverse City, MI 49684
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cherrytreewealth.com
Where does John O'Connor work?
John O'Connor has been Chief Investment Officer and Investment Advisor of Cherry Tree Wealth Management, LLC since January 2021.
Is John O'Connor a financial advisor?
Yes. John O'Connor has a current investment-adviser registration in Arizona, California, Florida, Michigan, Minnesota, New York and Texas, through Cherry Tree Wealth Management since December 2013.
How many years of experience does John O'Connor have?
John O'Connor has 12 years in the financial industry, since December 2013, across 1 adviser firm.
What exams has John O'Connor passed?
John O'Connor passed the Series 65 in November 2007.
Where is John O'Connor based?
John O'Connor’s registered office is in Traverse City, MI.
Is John O'Connor registered with FINRA?
No. John O'Connor has no current broker registration.
Is John O'Connor a CFP?
Cherry Tree Wealth Management lists John O'Connor with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify John O'Connor’s record?
Search CRD 5067036 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John O'Connor’s full registration record.
