Jane Bortnem has been Chief Financial Officer, Treasurer, Secretary & Chief Compliance Officer of Cherry Tree Wealth Management since July 2009, is a control person of the firm and directly owns under 5% of it.
Cherry Tree Wealth Management, LLC is a Minnetonka, MN firm with $673M under management, 334 clients and 9 advisers across 2 offices, as of its March 2026 filing.
No adviser firm registrations are on Jane Bortnem’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 June 2006 |
| Series 7 | General Securities Representative Examination | 20 April 2006 |
| Series 27 | Financial and Operations Principal Examination | 19 September 2001 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Jane Marie Bortnem
- CRD
- 4451428
- Firm
- Cherry Tree Wealth Management · CRD 151406
- Role
- Chief Financial Officer, Treasurer, Secretary & Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jane Bortnem work?
Jane Bortnem has been Chief Financial Officer, Treasurer, Secretary & Chief Compliance Officer of Cherry Tree Wealth Management, LLC since July 2009, and is a control person of the firm.
Does Jane Bortnem have a current investment-adviser registration?
Jane Bortnem has a current broker registration and no current investment-adviser registration.
What exams has Jane Bortnem passed?
Jane Bortnem has passed 6 licensing exams: the Series 27, Series 7, Series 24, Series 14, Series 79TO and Series 99TO. The earliest, the Series 27, was passed in September 2001. FINRA credited Jane Bortnem with the SIE, which began in October 2018.
Is Jane Bortnem registered with FINRA?
Yes. Jane Bortnem has a current broker registration, under CRD 4451428.
Source: FINRA BrokerCheck
How can I verify Jane Bortnem’s record?
Search CRD 4451428 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jane Bortnem’s full registration record.
