John Mullis has been an investment adviser representative at AMJ Financial Wealth Management since September 2018, and is not listed among the firm’s executive officers or direct owners.
Amj Financial Wealth Management LLC is a Leesburg, VA firm with $482M under management, 470 clients and 7 advisers in one office, as of its March 2026 filing.
John Mullis’ longest registration is the current one, 14 years at AMJ Financial Wealth Management since 2012. Before joining AMJ Financial Wealth Management in 2018, John Mullis was registered through LPL Financial LLC and Kalos Management.
- – present · 14 yearsLeesburg, VA · Adviser representative · Firm CRD 162878
- LPL Financial LLC– · 4 yearsAshburn, VA · Adviser representative · Firm CRD 6413
- Kalos Management– · under a yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 133025
Investment adviser representative registrations
John Mullis is registered as an investment adviser representative in Virginia, since September 2018.
- VirginiaSince 27 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 November 2006 |
| Series 7 | General Securities Representative Examination | 21 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 August 1992 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Malcolm Mullis
- CRD
- 1398259
- Firm
- AMJ Financial Wealth Management · CRD 162878
- Office
- 44160 SCHOLAR PLAZA, SUITE 490, Leesburg, VA 20176
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does John Mullis work?
John Mullis is an investment adviser representative registered through Amj Financial Wealth Management LLC since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is John Mullis a financial advisor?
Yes. John Mullis has a current investment-adviser registration in Virginia, through AMJ Financial Wealth Management since September 2018.
How many years of experience does John Mullis have?
John Mullis has 19 years in the financial industry, since January 2007, across 3 adviser firms.
What exams has John Mullis passed?
John Mullis has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1992.
Where did John Mullis work before AMJ Financial Wealth Management?
Before AMJ Financial Wealth Management, John Mullis was registered through LPL Financial LLC, August 2007 to May 2012; Kalos Management, November 2006 to August 2007.
Where is John Mullis based?
John Mullis’ registered office is in Leesburg, VA.
Is John Mullis registered with FINRA?
No. John Mullis has no current broker registration.
How can I verify John Mullis’ record?
Search CRD 1398259 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Mullis’ full registration record.