John Moran has been an investment adviser representative at Bay Harbor Wealth Management since October 2018, and is not listed among the firm’s executive officers or direct owners.
Bay Harbor Wealth Management, LLC is a Hunt Valley, MD firm with $412M under management, 399 clients and 4 advisers in one office, as of its August 2026 filing.
John Moran’s longest registration is the current one, 8 years at Bay Harbor Wealth Management since 2018. Before joining Bay Harbor Wealth Management in 2018, John Moran was registered through Global Financial Private Capital, LLC and MML Investors Services, LLC.
- – present · 8 yearsHunt Valley, MD · Adviser representative · Firm CRD 294000
- Global Financial Private Capital, LLC– · 4 yearsHunt Valley, MD · Adviser representative · Firm CRD 132070
- MML Investors Services, LLC– · under a yearHunt Valley, MD · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
John Moran is registered as an investment adviser representative in Maryland, since October 2018.
- MarylandSince 11 October 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 April 2014 |
| Series 7 | General Securities Representative Examination | 20 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Francis Moran
- CRD
- 5827028
- Firm
- Bay Harbor Wealth Management · CRD 294000
- Office
- 201 INTERNATIONAL CIRCLE, SUITE 520, Hunt Valley, MD 21030
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does John Moran work?
John Moran is an investment adviser representative registered through Bay Harbor Wealth Management, LLC since October 2018, and is not listed among the firm’s executive officers or direct owners.
Is John Moran a financial advisor?
Yes. John Moran has a current investment-adviser registration in Maryland, through Bay Harbor Wealth Management since October 2018.
How many years of experience does John Moran have?
John Moran has 13 years in the financial industry, since July 2013, across 3 adviser firms.
What exams has John Moran passed?
John Moran has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2013. FINRA credited John Moran with the SIE, which began in October 2018.
Where did John Moran work before Bay Harbor Wealth Management?
Before Bay Harbor Wealth Management, John Moran was registered through MML Investors Services, LLC, May 2014 to September 2014.
Where is John Moran based?
John Moran’s registered office is in Hunt Valley, MD.
Is John Moran registered with FINRA?
No. John Moran has no current broker registration.
How can I verify John Moran’s record?
Search CRD 5827028 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Moran’s full registration record.
