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John Miller

Investment adviser representative at Transce3nd in Scottsdale, AZ

Investment adviser and broker registrationsUpdated

John Miller is an investment adviser representative at Transce3nd LLC, an investment adviser managing $419M, and works from its Scottsdale, AZ office. John Miller has been registered through Transce3nd since 7 April 2025, has 2 years in the industry across 2 firms and has passed the SIE, Series 66 and Series 7TO.

2
Years in industry
1
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

John Miller has been an investment adviser representative at Transce3nd since April 2025, and is not listed among the firm’s executive officers or direct owners.

Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.

John Miller’s longest registration is the current one, 1 year at Transce3nd since 2025. Before joining Transce3nd in 2025, John Miller was registered through Equitable Advisors, LLC.

  1. – present · 1 year
    Scottsdale, AZ · Adviser representative · Firm CRD 317745
  2. Equitable Advisors, LLC
    – · under a year
    Scottsdale, AZ · Adviser representative · Firm CRD 6627

Credentials and registrations

Investment adviser representative registrations

John Miller is registered as an investment adviser representative in Arizona, since April 2025.

  • ArizonaSince 7 April 2025

Examinations

Series 7TO8 July 2024
Name
General Securities Representative Examination
Series 661 June 2024
Name
Uniform Combined State Law Examination
SIE10 May 2024
Name
Securities Industry Essentials Examination

Key facts

Full name
John Paul Miller
CRD
7938593
Firm
Transce3nd · CRD 317745
Office
17207 N Perimeter Drive, #120, Scottsdale, AZ 85255
Registration
Investment adviser and broker registrations
In the industry since
July 2024
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does John Miller work?

John Miller is an investment adviser representative registered through Transce3nd LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is John Miller a financial advisor?

Yes. John Miller has a current investment-adviser registration in Arizona, through Transce3nd since April 2025.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does John Miller have?

John Miller has 2 years in the financial industry, since July 2024, across 2 adviser firms.

Source: IAPD individual record, checked 23 October 2026

What exams has John Miller passed?

John Miller has passed 3 licensing exams: the SIE, Series 66 and Series 7TO. The earliest, the SIE, was passed in May 2024.

Source: IAPD individual record, checked 23 October 2026

Where did John Miller work before Transce3nd?

Before Transce3nd, John Miller was registered through Equitable Advisors, LLC, July 2024 to March 2025.

Source: IAPD individual record, checked 23 October 2026

Where is John Miller based?

John Miller’s registered office is in Scottsdale, AZ.

Source: IAPD individual record, checked 23 October 2026

Is John Miller registered with FINRA?

Yes. John Miller has a current broker registration, under CRD 7938593.

Source: FINRA BrokerCheck

How can I verify John Miller’s record?

Search CRD 7938593 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Miller’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Transce3nd

Sources

  1. IAPD individual record, CRD 7938593, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Transce3nd LLC, filed 5 May 2026. Executive officers and direct owners; this person is not among them.