John Maxey has been Chief Compliance Officer, Partner, & Adviser of Redemption Capital Partners since October 2020, is a control person of the firm and directly owns between 25% and 50% of it.
Redemption Capital Partners, LLC is a Midland, TX firm with $237M under management, 99 clients and 2 advisers in one office, as of its February 2026 filing.
J. Cole Maxey is Partner/Advisor of Redemption Capital. After graduating with an engineering degree in 2014, he moved to Midland to work in the oil and gas industry. In 2017 he partnered with Chad Clark at Merrill Lynch, where they formed Clark, Maxey & Associates, and in 2020 he departed Merrill Lynch to partner with him in forming Redemption Capital.
John Maxey’s longest registration is the current one, 6 years at Redemption Capital Partners since 2020. Before joining Redemption Capital Partners in 2020, John Maxey was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Thrivent Investment Management Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsMidland, TX · Adviser representative · Firm CRD 7691
- Thrivent Investment Management Inc.– · 1 yearMidland, TX · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
John Maxey is registered as an investment adviser representative in Texas, since October 2020.
- TexasSince 13 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 14 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 June 2016 |
| Series 7 | General Securities Representative Examination | 19 April 2016 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6592071
- Firm
- Redemption Capital Partners · CRD 310824
- Role
- Chief Compliance Officer, Partner, & Adviser
- Office
- 800 N MARIENFELD, SUITE 101, Midland, TX 79701
- Registration
- Investment adviser registration
- In the industry since
- April 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- redcapllc.com
Where does John Maxey work?
John Maxey has been Chief Compliance Officer, Partner, & Adviser of Redemption Capital Partners, LLC since October 2020, and is a control person of the firm.
Is John Maxey a financial advisor?
Yes. John Maxey has a current investment-adviser registration in Texas, through Redemption Capital Partners since October 2020.
How many years of experience does John Maxey have?
John Maxey has 10 years in the financial industry, since April 2016, across 3 adviser firms.
What exams has John Maxey passed?
John Maxey has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in April 2016. FINRA credited John Maxey with the SIE, which began in October 2018.
Where did John Maxey work before Redemption Capital Partners?
Before Redemption Capital Partners, John Maxey was registered through Thrivent Investment Management Inc., June 2016 to June 2017.
Where is John Maxey based?
John Maxey’s registered office is in Midland, TX.
Is John Maxey registered with FINRA?
No. John Maxey has no current broker registration.
How can I verify John Maxey’s record?
Search CRD 6592071 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Maxey’s full registration record.
