John Lumbard has been Manager of Lumbard & Kellner since April 1990, is a control person of the firm and directly owns between 25% and 50% of it. John Lumbard holds a Bachelor's degree in Economics from Colby College.
Lumbard & Kellner, LLC is a Hollis, NH firm with $444M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
John A. Lumbard is Founder, Managing Member and Portfolio Manager of Lumbard & Kellner, LLC, based in Hollis, New Hampshire. He founded Lumbard Investment Counseling, now Lumbard & Kellner, in 1990. Earlier he was a bond clerk and preferred-stock trader at Reynolds Securities, spent three years in retail brokerage with Dean Witter Reynolds, and held investment officer roles at First Bank, the Rhode Island Hospital Trust and the Indian Head National Bank.
- Lumbard & Kellner, LLCCurrent– present · 36 yearsHollis, NH · Adviser representative · Firm CRD 117196
Professional designations
Listed by Lumbard & Kellner
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
John Lumbard is registered as an investment adviser representative in New Hampshire, since February 1990.
- New HampshireSince 8 February 1990
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 1989 |
| Series 7 | General Securities Representative Examination | 20 May 1978 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Ashmore Lumbard
- CRD
- 852824
- Firm
- Lumbard & Kellner · CRD 117196
- Role
- Manager
- Office
- 5 HUTCHINGS DRIVE, Hollis, NH 03049
- Registration
- Investment adviser registration
- In the industry since
- February 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lumbard.com
Where does John Lumbard work?
John Lumbard has been Manager of Lumbard & Kellner, LLC since April 1990, and is a control person of the firm.
Is John Lumbard a financial advisor?
Yes. John Lumbard has a current investment-adviser registration in New Hampshire, through Lumbard & Kellner since February 1990.
How many years of experience does John Lumbard have?
John Lumbard has 36 years in the financial industry, since February 1990, across 1 adviser firm.
What exams has John Lumbard passed?
John Lumbard has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 1978.
Where is John Lumbard based?
John Lumbard’s registered office is in Hollis, NH.
Is John Lumbard registered with FINRA?
No. John Lumbard has no current broker registration.
Is John Lumbard a CFA charterholder?
Lumbard & Kellner lists John Lumbard with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify John Lumbard’s record?
Search CRD 852824 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Lumbard’s full registration record.
