Drew Kellner has been Member, Chief Compliance Officer of Lumbard & Kellner since June 2005, is a control person of the firm and directly owns between 10% and 25% of it. Drew Kellner holds a BS from Whittemore School of Business and Economics, University of New Hampshire and an MBA from Whittemore School of Business and Economics, University of New Hampshire.
Lumbard & Kellner, LLC is a Hollis, NH firm with $444M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
Drew D. Kellner is Managing Member and Portfolio Manager of Lumbard & Kellner, LLC, based in Hollis, New Hampshire. He joined the firm as a partner and SEC-registered investment adviser in 2005. His earlier experience includes research and development, marketing and venture-capital finance at a high-tech startup.
- Lumbard & Kellner, LLCCurrent– present · 21 yearsHollis, NH · Adviser representative · Firm CRD 117196
Professional designations
Listed by Lumbard & Kellner
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Drew Kellner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2005; the most recent is Texas, in March 2016.
- New HampshireSince 3 June 2005
- TexasResidentSince 18 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 June 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Drew Dawson Kellner
- CRD
- 4923489
- Firm
- Lumbard & Kellner · CRD 117196
- Role
- Member, Chief Compliance Officer
- Office
- 5 HUTCHINGS DR, Hollis, NH 03049
- Registration
- Investment adviser registration
- In the industry since
- June 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lumbard.com
Where does Drew Kellner work?
Drew Kellner has been Member, Chief Compliance Officer of Lumbard & Kellner, LLC since June 2005, and is a control person of the firm.
Is Drew Kellner a financial advisor?
Yes. Drew Kellner has a current investment-adviser registration in New Hampshire and Texas, through Lumbard & Kellner since June 2005.
How many years of experience does Drew Kellner have?
Drew Kellner has 21 years in the financial industry, since June 2005, across 1 adviser firm.
What exams has Drew Kellner passed?
Drew Kellner passed the Series 65 in June 2005.
Where is Drew Kellner based?
Drew Kellner’s registered office is in Hollis, NH.
Is Drew Kellner registered with FINRA?
No. Drew Kellner has no current broker registration.
Is Drew Kellner a CFA charterholder?
Lumbard & Kellner lists Drew Kellner with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Drew Kellner’s record?
Search CRD 4923489 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Drew Kellner’s full registration record.
