John Lui has been an investment adviser representative at Raab & Moskowitz Asset Management since June 2010, and is not listed among the firm’s executive officers or direct owners.
Raab & Moskowitz Asset Management LLC is a Chatham, NJ firm with $643M under management, 424 clients and 4 advisers in one office, as of its March 2026 filing.
John Lui’s longest registration is the current one, 16 years at Raab & Moskowitz Asset Management since 2010. Before joining Raab & Moskowitz Asset Management in 2010, John Lui was registered through Chatham Wealth Management, LLC and Ucb Asset Management, Inc.
- Alpha Solutions Investment Advisors– · 13 yearsSouth San Francisco, CA · Adviser representative · Firm CRD 156541
- Chatham Wealth ManagementCurrent– present · 16 yearsChatham, NJ · Adviser representative · Firm CRD 111987
- Chatham Wealth Management, LLC– · under a yearChatham, NJ · Adviser representative · Firm CRD 150611
- Ucb Asset Management, Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 141000
Investment adviser representative registrations
John Lui is registered as an investment adviser representative in New Jersey, since June 2010.
- New JerseySince 24 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 March 2007 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 5188925
- Firm
- Raab & Moskowitz Asset Management · CRD 111987
- Office
- 10 TOWNSQUARE, SUITE 100, Chatham, NJ 07928
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does John Lui work?
John Lui is an investment adviser representative registered through Raab & Moskowitz Asset Management LLC since June 2010, and is not listed among the firm’s executive officers or direct owners.
Is John Lui a financial advisor?
Yes. John Lui has a current investment-adviser registration in New Jersey, through Raab & Moskowitz Asset Management since June 2010.
How many years of experience does John Lui have?
John Lui has 18 years in the financial industry, since December 2007, across 4 adviser firms.
What exams has John Lui passed?
John Lui passed the Series 65 in March 2007.
Where did John Lui work before Raab & Moskowitz Asset Management?
Before Raab & Moskowitz Asset Management, John Lui was registered through Chatham Wealth Management, LLC, September 2009 to June 2010; Ucb Asset Management, Inc., July 2007 to April 2009.
Where is John Lui based?
John Lui’s registered office is in Chatham, NJ.
Is John Lui registered with FINRA?
No. John Lui has no current broker registration.
How can I verify John Lui’s record?
Search CRD 5188925 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Lui’s full registration record.