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Daniel Moskowitz

Manager/Chief Compliance Officer at Raab & Moskowitz Asset Management in Chatham, NJ

Investment adviser registrationUpdated

Daniel Moskowitz is Manager/Chief Compliance Officer of Raab & Moskowitz Asset Management LLC, an investment adviser managing $643M, and works from its Chatham, NJ office. Daniel Moskowitz has been registered as an investment adviser representative through Raab & Moskowitz Asset Management since 24 June 2010, has 16 years in the industry across 1 firm and has passed the Series 7, Series 63, Series 24 and Series 53.

16
Years in industry
16
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Daniel Moskowitz has been Manager/Chief Compliance Officer of Raab & Moskowitz Asset Management since January 2011, is a control person of the firm and directly owns 75% or more of it.

Raab & Moskowitz Asset Management LLC is a Chatham, NJ firm with $643M under management, 424 clients and 4 advisers in one office, as of its March 2026 filing.

  1. – present · 16 years
    Chatham, NJ · Adviser representative · Firm CRD 111987

Credentials and registrations

Investment adviser representative registrations

Daniel Moskowitz is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2010; the most recent is Texas, in June 2014.

  • New JerseySince 24 June 2010
  • TexasResidentSince 24 June 2014

Examinations

Series 5331 January 1996
Name
Municipal Securities Principal Examination
Series 2419 January 1996
Name
General Securities Principal Examination
Series 6311 June 1990
Name
Uniform Securities Agent State Law Examination
Series 721 April 1990
Name
General Securities Representative Examination

Key facts

Full name
Daniel Herman Moskowitz
CRD
1871697
Role
Manager/Chief Compliance Officer
Office
10 TOWNSQUARE, SUITE 100, Chatham, NJ 07928
Registration
Investment adviser registration
In the industry since
June 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Daniel Moskowitz work?

Daniel Moskowitz has been Manager/Chief Compliance Officer of Raab & Moskowitz Asset Management LLC since January 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 March 2026

Is Daniel Moskowitz a financial advisor?

Yes. Daniel Moskowitz has a current investment-adviser registration in New Jersey and Texas, through Raab & Moskowitz Asset Management since June 2010.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Daniel Moskowitz have?

Daniel Moskowitz has 16 years in the financial industry, since June 2010, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Daniel Moskowitz passed?

Daniel Moskowitz has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 53. The earliest, the Series 7, was passed in April 1990.

Source: IAPD individual record, checked 22 October 2026

Where is Daniel Moskowitz based?

Daniel Moskowitz’s registered office is in Chatham, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Daniel Moskowitz registered with FINRA?

No. Daniel Moskowitz has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Daniel Moskowitz’s record?

Search CRD 1871697 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Moskowitz’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 1871697, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Raab & Moskowitz Asset Management LLC, filed 25 March 2026. Title, control and ownership bands.