John Lee has been an investment adviser representative at Bourke Wealth Management since August 2019, and is not listed among the firm’s executive officers or direct owners.
Bourke Wealth Management is a Santa Barbara, CA firm with $141M under management, 97 clients and 4 advisers in one office, as of its February 2026 filing.
John Lee is Wealth Manager of Bourke Wealth Management. Lee started his career as a financial advisor and wealth manager in 1987 after joining EF Hutton, spent 19 years at Smith Barney, where he attained the designation of Senior Vice President, and then advised clients from UBS Financial Services for 8 years. In April of 2016 Lee became a financial advisor with Bourke Wealth Management.
John Lee’s longest registration was 11 years at Citigroup Global Markets Inc. (1997–2008). Before joining Bourke Wealth Management in 2019, John Lee was registered through LPL Financial LLC and UBS Financial Services Inc.
- Bourke Wealth ManagementCurrent– present · 7 yearsSanta Barbara, CA · Adviser representative · Firm CRD 297957
- LPL Financial LLC– · 3 yearsSanta Barbara, CA · Adviser representative · Firm CRD 6413
- UBS Financial Services Inc.– · 7 yearsSanta Barbara, CA · Adviser representative · Firm CRD 8174
- Citigroup Global Markets Inc.– · 11 yearsSanta Barbara, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
John Lee is registered as an investment adviser representative in California, since August 2019.
- CaliforniaSince 30 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 2 November 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1987 |
| Series 7 | General Securities Representative Examination | 17 October 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Andrew Lee
- CRD
- 1739880
- Firm
- Bourke Wealth Management · CRD 297957
- Office
- 222 EAST CANON PERDIDO STREET,, SUITE 305, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- October 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bourkewealth.com
Where does John Lee work?
John Lee is an investment adviser representative registered through Bourke Wealth Management since August 2019, and is not listed among the firm’s executive officers or direct owners.
Is John Lee a financial advisor?
Yes. John Lee has a current investment-adviser registration in California, through Bourke Wealth Management since August 2019.
How many years of experience does John Lee have?
John Lee has 38 years in the financial industry, since October 1987, across 4 adviser firms.
What exams has John Lee passed?
John Lee has passed 3 licensing exams: the Series 7, Series 63 and Series 3. The earliest, the Series 7, was passed in October 1987. FINRA credited John Lee with the SIE, which began in October 2018.
Where did John Lee work before Bourke Wealth Management?
Before Bourke Wealth Management, John Lee was registered through UBS Financial Services Inc., December 2008 to April 2016; Citigroup Global Markets Inc., July 1997 to December 2008.
Where is John Lee based?
John Lee’s registered office is in Santa Barbara, CA.
Is John Lee registered with FINRA?
No. John Lee has no current broker registration.
How can I verify John Lee’s record?
Search CRD 1739880 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Lee’s full registration record.
