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John Koudounis

President and Chief Executive Officer at Calamos Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Koudounis is President and Chief Executive Officer of Calamos Advisors LLC, a Naperville investment adviser managing $43.9B. John Koudounis has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at Calamos Advisors

Title on Schedule A
President and Chief Executive Officer
Control
John Koudounis is a control person of Calamos Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Koudounis has held the filed role since March 2016.

The firm

Calamos Advisors LLC
Naperville, IL

Form ADV filed 23 July 2026

$43.9B AUM1,957 clients114 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24, Series 79TO and Series 52TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 9 · 2001
  4. Passed Series 10 · 2000
  5. Passed Series 63 and Series 7 · 1988

Registrations and exams

Broker registration; no current adviser registration. John Koudounis has passed 8 qualifying exams.

Examinations

Series 6329 October 1988
Name
Uniform Securities Agent State Law Examination
Series 242 January 2023
Name
General Securities Principal Examination
Series 924 January 2001
Name
General Securities Sales Supervisor - Options Module Examination
Series 107 December 2000
Name
General Securities Sales Supervisor - General Module Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 November 1988
Name
General Securities Representative Examination

Individual record

Full name
John Spiro Koudounis
CRD
1878118
Registration status
Broker registration; no current adviser registration
Firm bio
calamos.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Calamos identifies John Koudounis as its president and chief executive officer. The biography says he joined the firm in 2016 and previously led Mizuho Securities USA and ABN AMRO Americas fixed income. It says he graduated from Brown University with a degree in international diplomacy and foreign affairs and economics. Official Calamos executive biography

Common questions

Where does John Koudounis work?

John Koudounis has been President and Chief Executive Officer of Calamos Advisors LLC since March 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 July 2026

Does John Koudounis have a current investment-adviser registration?

John Koudounis has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Koudounis passed?

John Koudounis has passed 8 licensing exams: the Series 63, Series 7, Series 10, Series 9, SIE, Series 24, Series 79TO and Series 52TO. The earliest, the Series 63, was passed in October 1988.

Source: IAPD individual record, checked 17 October 2026

Leadership at Calamos Advisors

  • Thomas Herman
    EVP, Chief Financial Officer
  • Daniel Dufresne
    EVP, Chief Operating Officer
  • Walter Kelly
    SVP, Chief Compliance Officer
  • John Calamos SR.
    Founder, Chairman and Global CIO
  • Thomas Kiley
    SVP, Chief Distribution Officer
  • Erik Ojala
    SVP General Counsel & Secretary

Sources

  1. IAPD individual record, CRD 1878118. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Calamos Advisors LLC, filed 23 July 2026. Title, control and ownership bands.
  3. Calamos Advisors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Koudounis or Calamos Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.